Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Clarence CrowleyHD Vest Investment Services1st Global Capital Corp.07-29-2015
Michael P. MccormickNational Planning Corporation1st Global Capital Corp.07-01-2015
Erin Renee RobbinsStrategic Advisers LLC1st Global Capital Corp.05-19-2015
Charles George ByronStrategic Advisers LLC1st Global Capital Corp.05-05-2015
David Edward DanglerLPL Financial LLC1st Global Capital Corp.03-16-2015
Donna Marie ChristopherPark Avenue Securities LLC1st Global Capital Corp.02-24-2015
Dennis Keith LongLPL Financial LLC1st Global Capital Corp.$3402-17-2015
Jerry Ray HillLPL Financial LLC1st Global Capital Corp.$5002-17-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Braden Charles EllisValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Chad Michael CarlsonValMark Securities, Inc.1st Global Capital Corp.$10002-11-2015
David Edgar BremerValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Heather Dawn CrokeValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Molly Cashman SeboldValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Patrick Kelly SchneemanValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Randall Lane ReeseValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Tim Alan BeversdorfValMark Securities, Inc.1st Global Capital Corp.02-11-2015
D'Ann FosterHD Vest Investment Services1st Global Capital Corp.01-16-2015
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.12-05-2014
Paul David MchughAmeriprise Financial Services, Inc.1st Global Capital Corp.12-01-2014
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$5011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$111-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Allen Harold BloomgrenHD Vest Investment Services1st Global Capital Corp.$111-14-2014
Karen Elizabeth RussoAmeriprise Financial Services, Inc.1st Global Capital Corp.11-03-2014
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Showing 126 to 150 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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