Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Rodger Earl Fagerburg Jr.Raymond James Financial Services, Inc.1st Global Capital Corp.09-01-2014
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$5008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Eric Arthur VordenbaumLPL Financial LLC1st Global Capital Corp.01-13-2014
Scott Matthew BoanFintegra, LLC1st Global Capital Corp.01-02-2014
Garry Dale WeissCetera Financial Specialists LLC1st Global Capital Corp.$1012-17-2013
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.11-11-2013
Richard Ira HemingwayMidAmerica Financial Services, Inc.1st Global Capital Corp.11-01-2013
Melissa NorwickePrecision Financial Services1st Global Capital Corp.09-05-2013
Carolyn Leticia MoraCetera Investment Advisers LLC1st Global Capital Corp.08-12-2013
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.07-29-2013
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Albert Edward TaylorM Holdings Securities, Inc.1st Global Capital Corp.07-09-2013
Jay Barrett BarclayNational Planning Corporation1st Global Capital Corp.07-01-2013
Mark Joseph ReitzPurshe Kaplan Sterling Investments1st Global Capital Corp.06-18-2013
Carol J ChildCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Daniel Wayne CharronCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
John William PoseyCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Marlin Kent JohnsonCambridge Investment Research, Inc.1st Global Capital Corp.$20006-17-2013
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Showing 151 to 175 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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