Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Max Ralph KatholCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Philip Dean NevilleCambridge Investment Research, Inc.1st Global Capital Corp.$1006-17-2013
Tammy Michelle HublCambridge Investment Research, Inc.1st Global Capital Corp.$106-17-2013
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$2506-12-2013
Frank Mario AmelioLPL Financial LLC1st Global Capital Corp.$2505-31-2013
Allen Glade MckellFSC Securities Corporation1st Global Capital Corp.05-10-2013
Geraldine Lorraine Cherrey DiamondCambridge Investment Research, Inc.1st Global Capital Corp.03-18-2013
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Stephen Paul PezzulloAmeriprise Financial Services, Inc.1st Global Capital Corp.03-06-2013
Sarah Laine SmitheyRoyal Alliance Associates, Inc.1st Global Capital Corp.$5003-05-2013
Jay Daryl WahlinIndependent Financial Group, LLC1st Global Capital Corp.$2503-04-2013
Valda S RispoliMoney Concepts Capital Corp1st Global Capital Corp.03-01-2013
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$101-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.$101-22-2013
Tony Herbert DavidsonTony H. Davidson Comprehensive Financial Management, LLC1st Global Capital Corp.01-11-2013
Jeffrey Normand MassicottHD Vest Investment Services1st Global Capital Corp.01-04-2013
Carol Ann UselmanLPL Financial LLC1st Global Capital Corp.$3212-12-2012
Matthew David HearnLPL Financial LLC1st Global Capital Corp.$2512-12-2012
Michael Raye EasterLPL Financial LLC1st Global Capital Corp.12-12-2012
Richard Jamille TamerLPL Financial LLC1st Global Capital Corp.$1012-12-2012
William Barron AmburnLPL Financial LLC1st Global Capital Corp.12-12-2012
Greg Alan BowenPurshe Kaplan Sterling Investments1st Global Capital Corp.$2512-03-2012
Todd Frederic StoraskaLPL Financial LLC1st Global Capital Corp.11-28-2012
Colin Hamilton SmithNew England Securities1st Global Capital Corp.11-20-2012
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Showing 176 to 200 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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