Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Ryan Jeffery GuttridgeGuttridge Capital Management LLC1 North Wealth Services, LLC07-08-2013
Elizabeth Ann WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC$10012-30-2011
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Patrick William SchoofInnovation Partners LLC1ST Consumer Advisory Group LLC07-08-2016
Sharon Elaine SykesInnovation Partners LLC1ST Consumer Advisory Group LLC04-15-2016
Mark Andrew McdowellCapital Financial Services, Inc.1st Discount Brokerage, Inc.$502-24-2017
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$5012-14-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.$109-01-2015
Raymond R RogersWells Fargo Clearing Services, LLC1st Discount Brokerage, Inc.03-13-2015
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.$5002-25-2014
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.$1010-22-2012
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5407-17-2012
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.02-25-2011
David Jason CasteriotoBrokersXpress LLC1st Discount Brokerage, Inc.02-17-2011
Ned Joseph PascucciUBS Financial Services Inc.1st Discount Brokerage, Inc.$109-30-2010
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.09-14-2010
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Robert Earl O'DwyerSyndicated Capital, Inc.1st Discount Brokerage, Inc.$5001-20-2009
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
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Showing 1 to 25 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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