Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Ryan Jeffery GuttridgeGuttridge Capital Management LLC1 North Wealth Services, LLC07-08-2013
Elizabeth Ann WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC$10012-30-2011
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Mario Ignacio MedinaRaymond James & Associates, Inc.1st Bridgehouse Securities, LLC05-05-2011
Patrick William SchoofInnovation Partners LLC1ST Consumer Advisory Group LLC07-08-2016
Sharon Elaine SykesInnovation Partners LLC1ST Consumer Advisory Group LLC04-15-2016
Mark Andrew McdowellCapital Financial Services, Inc.1st Discount Brokerage, Inc.$502-24-2017
Kurt Rezaee HarrisonSunStreet Securities, LLC1st Discount Brokerage, Inc.02-11-2016
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$5012-14-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.$109-01-2015
Raymond R RogersWells Fargo Clearing Services, LLC1st Discount Brokerage, Inc.03-13-2015
Peter Douglas MonsonVan Clemens & Co. Incorporated1st Discount Brokerage, Inc.$5002-25-2014
Jonathan Maurice MaplesNorthwestern Mutual Investment Services, LLC1st Discount Brokerage, Inc.$1010-22-2012
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5407-17-2012
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.02-25-2011
David Jason CasteriotoBrokersXpress LLC1st Discount Brokerage, Inc.02-17-2011
Ned Joseph PascucciUBS Financial Services Inc.1st Discount Brokerage, Inc.$109-30-2010
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.09-14-2010
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Robert Earl O'DwyerSyndicated Capital, Inc.1st Discount Brokerage, Inc.$5001-20-2009
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
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Showing 1 to 25 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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