Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan WhisenantMoney Concepts Capital Corp1st Global Capital Corp.10-07-2009
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Erich Jason SchwerdCIGX, LLC1st Global Capital Corp.08-24-2009
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
Kathleen Claire HarneyPacific Wealth Care Inc.1st Global Capital Corp.10-24-2000
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Matthew Patrick PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$2504-19-2013
Hanna Christel FleckAmeritas Investment Corp.20/20 Capital Management, Inc$1009-17-2018
Garrett Heath GermanAmeritas Investment Corp.20/20 Capital Management, Inc$5007-13-2018
Michael A. BiggicaPixel Financial Planning, LLC20/20 Capital Management, Inc01-04-2017
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
James Robert SheltonLPL Financial LLC360 Wealth Management, LLC$2505-06-2019
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Sean I. McdougleNest Financial LLC360 Wealth Management, LLC11-05-2018
Bruce A. LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
Jason Henry GattsSecurities America, Inc.360 Wealth Management, LLC$3901-25-2018
Derek William DansbyDansby Wealth Management LLC360 Wealth Management, LLC03-13-2017
Bryan Anthony WingPAX Financial Group360 Wealth Management, LLC06-13-2016
Joseph R. SchuetzePAX Financial Group360 Wealth Management, LLC06-07-2016
Douglas J. RichardsonPAX Financial Group360 Wealth Management, LLC06-06-2016
Robert David RingPlanMember Securities Corporation360 Wealth Management, LLC01-22-2015
Deborah Ann SwansonSigma Financial Corporation360 Wealth Management, LLC$1008-25-2014
« Previous PageNext Page »

Showing 151 to 175 of 99,867 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.