Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.$5002-01-2012
Janice Nadine BorschHD Vest Investment Services1st Global Capital Corp.01-31-2012
Melinda B GaertnerLPL Financial LLC1st Global Capital Corp.$1001-31-2012
Ray Leonard RobertsCetera Financial Specialists LLC1st Global Capital Corp.$101-31-2012
Alex Lorin GelbNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.01-18-2012
Larry Vance ParmanMetLife Securities Inc.1st Global Capital Corp.01-17-2012
Mary Ann O'ConnorFoothill Securities, Inc.1st Global Capital Corp.01-12-2012
Helen Margaret Neal-MccaffreyCetera Financial Specialists LLC1st Global Capital Corp.01-06-2012
Dennis Eugene BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
William Clement Martin Jr.Triad Advisors LLC1st Global Capital Corp.$112-16-2011
Elizabeth Lanier MccormackMorgan Stanley1st Global Capital Corp.12-06-2011
Alan Abraham ZwickerNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.11-30-2011
Richard Neil ChamberlainSunbelt Securities, Inc.1st Global Capital Corp.$2511-17-2011
Rhon Michael AndersonProEquities, Inc.1st Global Capital Corp.11-07-2011
Craig Joseph AttanasioCetera Financial Specialists LLC1st Global Capital Corp.$5011-03-2011
David Dean BrandtProEquities, Inc.1st Global Capital Corp.11-02-2011
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.$109-26-2011
Kevin James BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Daniel Franklin TannerLincoln Financial Advisors Corporation1st Global Capital Corp.09-23-2011
Brandon Lynn BakerSA Stone Wealth Management Inc.1st Global Capital Corp.09-07-2011
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$5008-19-2011
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.$107-01-2011
Michael Steven MagnusonLPL Financial LLC1st Global Capital Corp.$106-30-2011
Xerxes Lawingco NabongSagePoint Financial, Inc.1st Global Capital Corp.06-10-2011
Daniel Bert O'MealeyDB & C Advisors, LLC1st Global Capital Corp.04-14-2011
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Showing 226 to 250 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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