Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Arthur GilmanLPL Financial LLC1st Global Capital Corp.03-08-2012
Paul A. HarvegoLPL Financial LLC1st Global Capital Corp.03-08-2012
James J. RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Mark R. OlsonLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Russell Edward IngledewH. Beck, Inc.1st Global Capital Corp.02-17-2012
Alan Preston CanineHilltop Securities Independent Network Inc.1st Global Capital Corp.02-03-2012
Mark Stevan GuillodCapital Synergy Partners1st Global Capital Corp.02-03-2012
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
Melinda B. GaertnerLPL Financial LLC1st Global Capital Corp.01-31-2012
Ray Leonard RobertsCetera Financial Specialists LLC1st Global Capital Corp.01-31-2012
Alex Lorin GelbNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.01-18-2012
Larry Vance ParmanMetLife Securities Inc.1st Global Capital Corp.01-17-2012
Mary Ann O'ConnorFoothill Securities, Inc.1st Global Capital Corp.01-12-2012
Helen Margaret Neal-MccaffreyCetera Financial Specialists LLC1st Global Capital Corp.01-06-2012
Dennis E. BryanAmeriprise Financial Services, LLC1st Global Capital Corp.01-03-2012
Donna Carol GestlTriad Advisors LLC1st Global Capital Corp.12-16-2011
William Clement Martin Jr.Triad Advisors LLC1st Global Capital Corp.$1012-16-2011
Elizabeth L. McCormackMorgan Stanley1st Global Capital Corp.12-06-2011
Alan Abraham ZwickerNorthwestern Mutual Investment Services, LLC1st Global Capital Corp.11-30-2011
Richard Neil ChamberlainSunbelt Securities, Inc.1st Global Capital Corp.$2511-17-2011
Rhon Michael AndersonProEquities, Inc.1st Global Capital Corp.11-07-2011
Craig Joseph AttanasioCetera Financial Specialists LLC1st Global Capital Corp.$10011-03-2011
Kevin James BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
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Showing 251 to 275 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.