Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Franklin TannerLincoln Financial Advisors Corporation1st Global Capital Corp.09-23-2011
Brandon Lynn BakerSA Stone Wealth Management Inc.1st Global Capital Corp.09-07-2011
Homer Scoville Smith IVAmeriprise Financial Services, LLC1st Global Capital Corp.$5008-19-2011
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.07-01-2011
Michael Steven MagnusonLPL Financial LLC1st Global Capital Corp.06-30-2011
Xerxes Lawingco NabongSagePoint Financial, Inc.1st Global Capital Corp.06-10-2011
Deborah Lynn RollandInvestment Professionals, Inc.1st Global Capital Corp.05-16-2011
Tim Andrew DevineAmeriprise Financial Services, LLC1st Global Capital Corp.03-10-2011
Jaime Tadashi FukumaeFoothill Securities, Inc.1st Global Capital Corp.$2501-18-2011
David Mitchell RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Joshua Michael RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Timothy Robert MillerAmeritas Investment Company, LLC1st Global Capital Corp.$1011-01-2010
Mark Allen VeenstraLPL Financial LLC1st Global Capital Corp.09-27-2010
George Malcolm Gardner Jr.LPL Financial LLC1st Global Capital Corp.09-27-2010
James Walter MichnerLPL Financial LLC1st Global Capital Corp.09-27-2010
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Brandon Keith MooreINVEST Financial Corporation1st Global Capital Corp.06-16-2010
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.05-24-2010
Tyler L. SturgillMML Investors Services, LLC1st Global Capital Corp.05-14-2010
William James BassowMorgan Stanley1st Global Capital Corp.$5003-15-2010
David Bruce CohenFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
Gary Dennis HochmanFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
Pettus Andrew Kincannon Jr.Raymond James & Associates, Inc.1st Global Capital Corp.$2503-10-2010
Nick Anthony TorresFirst Allied Securities, Inc.1st Global Capital Corp.03-09-2010
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Showing 276 to 300 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.