Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gisella BergelundTD Ameritrade, Inc.1st Global Capital Corp.02-09-2010
Daniel Scott De WittAmeriprise Financial Services, LLC1st Global Capital Corp.01-19-2010
Leslie Stewart EdgingtonNext Financial Group, Inc.1st Global Capital Corp.01-07-2010
Jack Gary Hendon Jr.Ameriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Randal Jay FilbrandtAmeriprise Financial Services, LLC1st Global Capital Corp.12-23-2009
Robert John SchmittTriad Advisors LLC1st Global Capital Corp.11-16-2009
Jay Allen BittnerTriad Advisors LLC1st Global Capital Corp.$10011-16-2009
Scott Alan WhisenantMoney Concepts Capital Corp1st Global Capital Corp.10-07-2009
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Jeanette Renee AddingtonVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Lindsey C. ReddingEdward Jones1st Global Capital Corp.08-24-2009
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
Michael Douglas GleasonWeaver Tidwell Capital, LLC1st Global Capital Corp.04-16-2009
Delbert John SmithMutual Service Corporation1st Global Capital Corp.01-23-2009
Roger Leon HandyLevel Four Advisory Services1st Global Capital Corp.01-05-2009
John Willoughby Hearn IIIAPW Capital, Inc.1st Global Capital Corp.01-02-2009
William Edward Sugg IVAPW Capital, Inc.1st Global Capital Corp.01-02-2009
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
Nevin KaulAtegra Capital Management, LLC1st Portfolio Wealth Advisors01-11-2018
Michael Peter Duprey1st Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Kirk Taylor1st Portfolio Wealth Advisors1ST Portfolio, Inc.08-25-2015
Robert William NelsonRSM US Wealth Management LLC1st Source Corporation Investment Advisors, Inc.12-19-2014
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
George Julius Moeschlin IIINational Planning Corporation1st Worldwide Financial Partners, LLC06-13-2013
Matthew Patrick PascarellaFounders Financial Securities LLC1st Worldwide Financial Partners, LLC$2504-22-2013
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Showing 301 to 325 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.