Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert Chechel Jr.401K Gps401 (K) Gps, Inc.12-03-2013
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.03-06-2014
Charles Michael MatisiAmerican Portfolios Advisors, Inc4Thought Financial Group Inc.11-03-2014
Phillip C Washington Jr.Stone Hill Wealth Management, LLC7th Harvest Investments05-25-2016
William Knowis KaiserBland Garvey Wealth Advisors, LLC7th Harvest Investments01-19-2012
Christopher Blake RadfordCalton & Associates, Inc.7Twelve Advisors, LLC08-14-2013
Tim A KraftHD Vest Investment Services@financial Investments12-11-2015
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Aaron Charles HerschDenver Wealth AdvisorsA & I Financial Services, LLC04-08-2015
Matthew John PaolucciAmerican Independent Securities Group, LLCA & I Financial Services, LLC07-08-2013
Tyler Jeff PetersonIndependent Financial Group, LLCA & I Financial Services, LLC$15005-10-2013
John Patrick LowreyToroso Investments, LLCA Better 401(K) Plan, Inc.03-28-2014
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.$15010-09-2012
Elizabeth Ariel WardWorkable WealthA. Ward Financial Planning LLC04-12-2018
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons06-10-2010
Patrick J. Howley, Betsy DowMoneta Group Investment AdvisorsA.G. Edwards & Sons$30001-08-2010
Joshua Matthew HoldenFisher InvestmentsA.G.P. / Alliance Global Partners02-17-2017
Roger Cinwei ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners07-21-2016
Christopher J OermanWestern Growers Financial Services, Inc.A.G.P. / Alliance Global Partners06-24-2016
John M BarkerSprott Global Resource Investments LtdA.G.P. / Alliance Global Partners05-09-2016
Neal ScottWindsor Street Capital, LPA.G.P. / Alliance Global Partners09-09-2015
Blair David ApplegateKestra Investment Services, LLCA.G.P. / Alliance Global Partners$1007-17-2015
Simon John McdonaldWaddell & ReedA.G.P. / Alliance Global Partners07-16-2015
Brian Francis HalpinNYLIFE Securities LLCA.G.P. / Alliance Global Partners07-02-2015
« Previous PageNext Page »

Showing 326 to 350 of 133,048 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.