Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melvyn Phillip ShawFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Marshall Keith MoonFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Carrell Kirk BillingsleyFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Leonard ReinekeFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Lawrence SpagnolaFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Margaret Ellen Suite-ArnoldFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Joseph S LasagnaFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Daniel Coffman HostetlerFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Jimmy Lewis BaileyFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Harry C. DaiseyFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Joseph HornickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Steve J. FredricksonFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Lisa Harris ObrienFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Kenneth Arthur SmithFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Alicia May LarsonFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Jed Reid BrandesFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Ralph William LuntFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Juliann Gayle ChapmanFSC Securities CorporationAdvantage Capital Corporation02-27-2009
David Merle WaugermanFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Mark Charles HiginbothamFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Ronald Joseph McLane Sr.FSC Securities CorporationAdvantage Capital Corporation02-27-2009
Kenneth Ross WellsFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Frank Carl SherickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Sharon T. SternFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Michael Jeffery HardyFSC Securities CorporationAdvantage Capital Corporation02-27-2009
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Showing 351 to 375 of 99,511 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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