Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher J RicciBriggs Advisory Group, Inc.1st Global Capital Corp.03-19-2018
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
John David BriggsCetera Advisor Networks LLC1st Global Capital Corp.02-14-2018
Gene Alvin BrehmSaxony Securities, Inc.1st Global Capital Corp.$2502-05-2018
Dennis Raymond HaginHD Vest Investment Services1st Global Capital Corp.$5001-26-2018
Michael Bruce DigiacintoWorth Financial Group Inc.1st Global Capital Corp.$101-02-2018
Fredric James FolinoHD Vest Investment Services1st Global Capital Corp.12-04-2017
Robin Enid FolinoHD Vest Investment Services1st Global Capital Corp.12-04-2017
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Aubrey Cecil Rhodes Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.11-22-2017
Dane Michael BrockmanThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Douglas Ray ClevengerThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Ronald Mark GeurkinkHilltop Securities Independent Network Inc.1st Global Capital Corp.11-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Thomas Henry Richardson IiiKARSTEN ADVISORS1st Global Capital Corp.11-02-2017
Robert Charles CarteHD Vest Investment Services1st Global Capital Corp.$2510-31-2017
Erin Morgan SteeleSagePoint Financial, Inc.1st Global Capital Corp.07-14-2017
Ann BehrensIndependent Financial Partners1st Global Capital Corp.04-18-2017
Richard Allen DeickeIndependent Financial Partners1st Global Capital Corp.04-13-2017
Brent Anthony KalkaLPL Financial LLC1st Global Capital Corp.$5003-30-2017
Curtis Ray WiedemanIndependent Financial Partners1st Global Capital Corp.03-30-2017
Debra Ann SchulzIndependent Financial Partners1st Global Capital Corp.03-30-2017
Kathleen H HostyIndependent Financial Partners1st Global Capital Corp.03-30-2017
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Showing 76 to 100 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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