Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Max Ralph KatholCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Carol Jan ChildCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$2506-12-2013
Frank Mario AmelioLPL Financial LLC1st Global Capital Corp.$15005-31-2013
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Sarah Laine SmitheyRoyal Alliance Associates, Inc.1st Global Capital Corp.$1003-05-2013
Jay Daryl WahlinIndependent Financial Group, LLC1st Global Capital Corp.$2503-04-2013
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$1001-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
Tony Herbert DavidsonTony H. Davidson Comprehensive Financial Management, LLC1st Global Capital Corp.01-11-2013
Jeffrey Normand MassicottHD Vest Investment Services1st Global Capital Corp.01-04-2013
Eugene O'BrienFirst Allied Securities, Inc.1st Global Capital Corp.12-19-2012
Carol Ann UselmanLPL Financial LLC1st Global Capital Corp.12-12-2012
William Barron AmburnLPL Financial LLC1st Global Capital Corp.12-12-2012
Matthew David HearnLPL Financial LLC1st Global Capital Corp.12-12-2012
Michael Raye EasterLPL Financial LLC1st Global Capital Corp.12-12-2012
Greg Alan BowenWilkins Miller Wealth Management, LLC1st Global Capital Corp.11-24-2012
Jonathan Scott RogersHilltop Securities Inc.1st Global Capital Corp.11-19-2012
Ronald Gaylord WilliamsWilliams, Ronald Gaylord1st Global Capital Corp.09-19-2012
Zahir N. NoormohamedHD Vest Investment Services1st Global Capital Corp.09-06-2012
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$2507-13-2012
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Donnie Matthew PittsAllstate Financial Services, LLC1st Global Capital Corp.03-15-2012
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
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Showing 101 to 125 of 99,477 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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