Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frank TorresCerda Munoz Advisors, Inc1st Global Capital Corp.02-09-2018
Gene Alvin BrehmSaxony Securities, Inc.1st Global Capital Corp.$2502-05-2018
Laura Lea WittSimmons First Investment Group, Inc.1st Global Capital Corp.01-30-2018
Rusty Fred Erwin RoushArcher Investment Corporation1st Global Capital Corp.$1401-30-2018
Michael Bruce DigiacintoWorth Financial Group Inc.1st Global Capital Corp.01-02-2018
Francis Michael CelonaCambridge Investment Research, Inc.1st Global Capital Corp.12-14-2017
Thomas Patrick GroganCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
David Allen NelsonCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Dane BrockmanThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Ronald Mark GeurkinkHilltop Securities Independent Network Inc.1st Global Capital Corp.11-16-2017
Thomas Meade Kampfmueller Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.$5011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Thomas Henry Richardson IIIKARSTEN ADVISORS1st Global Capital Corp.11-02-2017
Rebecca Banken BrindleWithum Wealth Management1st Global Capital Corp.$2509-28-2017
Erin Morgan SteeleSagePoint Financial, Inc.1st Global Capital Corp.07-14-2017
Ann BehrensIndependent Financial Partners1st Global Capital Corp.04-18-2017
Jessica Ann JohnsonSecurian Financial Services, Inc.1st Global Capital Corp.04-14-2017
Richard Allen DeickeIndependent Financial Partners1st Global Capital Corp.04-13-2017
Craig Windsor TowerIndependent Financial Partners1st Global Capital Corp.$10003-30-2017
Debra Ann SchulzIndependent Financial Partners1st Global Capital Corp.03-30-2017
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.$803-28-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
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Showing 101 to 125 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.