Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.$2508-18-2015
Frank Clarence CrowleyHD Vest Investment Services1st Global Capital Corp.07-29-2015
Michael P. MccormickNational Planning Corporation1st Global Capital Corp.07-01-2015
Erin Renee RobbinsStrategic Advisers LLC1st Global Capital Corp.05-19-2015
Charles George ByronStrategic Advisers LLC1st Global Capital Corp.05-05-2015
David Edward DanglerLPL Financial LLC1st Global Capital Corp.03-16-2015
Donna Marie ChristopherPark Avenue Securities LLC1st Global Capital Corp.02-24-2015
Dennis Keith LongLPL Financial LLC1st Global Capital Corp.$3402-17-2015
Jerry Ray HillLPL Financial LLC1st Global Capital Corp.$5002-17-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Braden Charles EllisValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Chad Michael CarlsonValMark Securities, Inc.1st Global Capital Corp.$10002-11-2015
David Edgar BremerValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Heather Dawn CrokeValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Molly Cashman SeboldValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Patrick Kelly SchneemanValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Randall Lane ReeseValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Tim Alan BeversdorfValMark Securities, Inc.1st Global Capital Corp.02-11-2015
D'Ann FosterHD Vest Investment Services1st Global Capital Corp.01-16-2015
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.12-05-2014
Paul David MchughAmeriprise Financial Services, Inc.1st Global Capital Corp.12-01-2014
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$5011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$111-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Allen Harold BloomgrenHD Vest Investment Services1st Global Capital Corp.$111-14-2014
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Showing 126 to 150 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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