Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Gary Moore Huggett1st Global Capital Corp.1st Global Capital Corp.01-23-2017
Robert Wayne HamptonImpart Financial, LLC1st Global Capital Corp.01-23-2017
Marvin Wayne FarrarThe O.N. Equity Sales Company1st Global Capital Corp.01-17-2017
Ana Maria CraigCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Gregory Allen GroomsCharles Schwab & Co., Inc.1st Global Capital Corp.$10011-04-2016
Zane K. ShelleyCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Wesley Alan GershAmeriprise Financial Services, LLC1st Global Capital Corp.$3810-28-2016
Peter Francis StrattonUnion Capital Company1st Global Capital Corp.10-12-2016
Leslie Carolyn KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Joseph Eli KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Paul Jeffrey HaydenAmeriprise Financial Services, LLC1st Global Capital Corp.10-06-2016
Bruce Stanley HesseLPL Financial LLC1st Global Capital Corp.$4810-05-2016
Joel Conrad Thomas Jr.1st Global Capital Corp.1st Global Capital Corp.$15010-03-2016
Patricia Marie RennieLPL Financial LLC1st Global Capital Corp.09-28-2016
James Joseph FeistLPL Financial LLC1st Global Capital Corp.$1208-09-2016
Kellen LienJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Hussain Ali FawazGWFS Equities, Inc.1st Global Capital Corp.05-25-2016
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
Wesley Allen RolandRoyal Alliance Associates, Inc.1st Global Capital Corp.01-19-2016
Steven Joseph WilderAmeriprise Financial Services, LLC1st Global Capital Corp.12-15-2015
Terry Lee AlbornFSC Securities Corporation1st Global Capital Corp.12-04-2015
Dennis Eugene DalyAmeriprise Financial Services, LLC1st Global Capital Corp.11-13-2015
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Showing 126 to 150 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.