Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Elizabeth RussoAmeriprise Financial Services, Inc.1st Global Capital Corp.11-03-2014
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Rodger Earl Fagerburg Jr.Raymond James Financial Services, Inc.1st Global Capital Corp.09-01-2014
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$5008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Eric Arthur VordenbaumLPL Financial LLC1st Global Capital Corp.01-13-2014
Scott Matthew BoanFintegra, LLC1st Global Capital Corp.01-02-2014
Garry Dale WeissCetera Financial Specialists LLC1st Global Capital Corp.$1012-17-2013
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.11-11-2013
Richard Ira HemingwayMidAmerica Financial Services, Inc.1st Global Capital Corp.11-01-2013
Melissa NorwickePrecision Financial Services1st Global Capital Corp.09-05-2013
Carolyn Leticia MoraCetera Investment Advisers LLC1st Global Capital Corp.08-12-2013
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.07-29-2013
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Albert Edward TaylorM Holdings Securities, Inc.1st Global Capital Corp.07-09-2013
Jay Barrett BarclayNational Planning Corporation1st Global Capital Corp.07-01-2013
Mark Joseph ReitzPurshe Kaplan Sterling Investments1st Global Capital Corp.06-18-2013
Carol J ChildCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Daniel Wayne CharronCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
John William PoseyCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
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Showing 151 to 175 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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