Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$1011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$5011-24-2014
Karen Elizabeth RussoAmeriprise Financial Services, LLC1st Global Capital Corp.11-03-2014
David Lee AnnekenAmeriprise Financial Services, LLC1st Global Capital Corp.$1011-03-2014
Daniel Bermea PantojaNationwide Securities, LLC1st Global Capital Corp.10-02-2014
Kevin Christopher OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Kevin Dale CountsLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Rodger Earl Fagerburg Jr.Raymond James Financial Services, Inc.1st Global Capital Corp.09-01-2014
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$10008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Jack Neal AlpernTriad Advisors LLC1st Global Capital Corp.02-03-2014
Eric Arthur VordenbaumLPL Financial LLC1st Global Capital Corp.01-13-2014
Scott Matthew BoanFintegra, LLC1st Global Capital Corp.01-02-2014
Garry Dale WeissCetera Financial Specialists LLC1st Global Capital Corp.$1012-17-2013
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.$1012-06-2013
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.11-11-2013
Richard Ira HemingwayMidAmerica Financial Services, Inc.1st Global Capital Corp.11-01-2013
Charlotte Marie JungenGoodman Financial Corporation1st Global Capital Corp.10-09-2013
Kathryn H BraunAmeriprise Financial Services, LLC1st Global Capital Corp.09-11-2013
Melissa NorwickePrecision Financial Services1st Global Capital Corp.09-05-2013
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.$2507-29-2013
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Showing 176 to 200 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.