Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Hamilton SmithNew England Securities1st Global Capital Corp.11-20-2012
Jonathan Scott RogersHilltop Securities Inc.1st Global Capital Corp.$111-19-2012
James Arthur HogancampNew England Securities1st Global Capital Corp.11-01-2012
Glenn William GallowayNew England Securities1st Global Capital Corp.10-16-2012
Kevin Neil RobertsLifetime Wealth Design LLC1st Global Capital Corp.09-20-2012
Philip Joseph ChristianoAAFCPAs Wealth Management1st Global Capital Corp.09-19-2012
Zahir N NoormohamedHD Vest Investment Services1st Global Capital Corp.$5009-06-2012
Donald Murray BroeschAmeriprise Financial Services, Inc.1st Global Capital Corp.09-01-2012
Michael Thomas MeehanNew England Securities1st Global Capital Corp.08-01-2012
Theresa Marie MeehanNew England Securities1st Global Capital Corp.07-17-2012
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$2507-13-2012
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Donnie Matthew PittsAllstate Financial Services, LLC1st Global Capital Corp.03-15-2012
Stan C LamCapital Synergy Partners1st Global Capital Corp.03-13-2012
Brian Chance HooperLPL Financial LLC1st Global Capital Corp.$5003-08-2012
James Arthur GilmanLPL Financial LLC1st Global Capital Corp.03-08-2012
James Jonathan RudnickLPL Financial LLC1st Global Capital Corp.03-08-2012
Jennifer Lynn LownsburyLPL Financial LLC1st Global Capital Corp.03-08-2012
Mark Robert OlsonLPL Financial LLC1st Global Capital Corp.03-08-2012
Matt SteidlLPL Financial LLC1st Global Capital Corp.03-08-2012
Paul Allen HarvegoLPL Financial LLC1st Global Capital Corp.03-08-2012
Richard Eugene ConwayLPL Financial LLC1st Global Capital Corp.03-08-2012
Russell Edward IngledewH. Beck, Inc.1st Global Capital Corp.$102-17-2012
Alan Preston CanineHilltop Securities Independent Network Inc.1st Global Capital Corp.02-03-2012
Mark Stevan GuillodCapital Synergy Partners1st Global Capital Corp.$2502-03-2012
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Showing 201 to 225 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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