Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Horace JenkinsSTONE TORO INVESTMENT ADVISERSZynin Capital Management LLC11-29-2012
Mark S MalterMorgan StanleyZydeco Trading, LLC03-22-2012
Eddy Rolando GomarUniform Wealth ManagementZT Wealth Advisory01-08-2018
Edward John LazerowEJL Asset Management, LLCZirkin Cutler Investments Inc05-24-2011
Julie Allen GuytonRaymond James Financial Services, Inc.Zions Direct, Inc.11-29-2017
Janet Kathleen MelloLPL Financial LLCZions Direct, Inc.11-16-2017
Brian D MooreLPL Financial LLCZions Direct, Inc.$5004-04-2017
Roy Guy GrimesLPL Financial LLCZions Direct, Inc.$1,00003-13-2017
Gregory Wilford AikenLPL Financial LLCZions Direct, Inc.$1,00002-01-2017
Brian Patrick CunningLPL Financial LLCZions Direct, Inc.$15010-04-2016
Ben Karl BlakeLPL Financial LLCZions Direct, Inc.$109-19-2016
Robert Andrews SheltonLPL Financial LLCZions Direct, Inc.$1,00007-18-2016
Lynn Leroy JacksonCetera Advisor Networks LLCZions Direct, Inc.$5008-31-2015
Ben Cole Allen IIILPL Financial LLCZions Direct, Inc.06-29-2015
Jonathan James PoureLPL Financial LLCZions Direct, Inc.$1,00003-20-2015
Kyle Frederick HodgesLPL Financial LLCZions Direct, Inc.$2503-20-2015
Paul W SolieLPL Financial LLCZions Direct, Inc.03-20-2015
Scott Athan AlbrightLPL Financial LLCZions Direct, Inc.03-20-2015
Brian Ronald NelsonLPL Financial LLCZions Direct, Inc.$2502-24-2015
Cheri S KeeneLPL Financial LLCZions Direct, Inc.02-20-2015
Christopher M BeesleyLPL Financial LLCZions Direct, Inc.02-20-2015
David ShipleyLPL Financial LLCZions Direct, Inc.$5002-20-2015
Eileen Theresa Rendulic-MossLPL Financial LLCZions Direct, Inc.02-20-2015
JEREMY DAVIN HUMELPL Financial LLCZions Direct, Inc.02-20-2015
John Terry ChipianLPL Financial LLCZions Direct, Inc.$5002-20-2015
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Showing 1 to 25 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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