Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Rudd Summit Trail AdvisorsWells Fargo Investments, LLC$50007-03-2019
Alan Dave Steed'A' Street Financial Advisors, Inc.Raymond James Financial Services, Inc.08-23-2012
Leeann Leske1 BLUEBILL FinancialAmeriprise Financial Services, Inc.06-20-2017
Jenna Lucille Biancavilla17 Capital Partners, LLCBerthel, Fisher & Company Financial Services, Inc.03-30-2016
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sylvia Denise Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Alec Edward Hoke1st Discount Brokerage, Inc.Saxony Securities, Inc.05-15-2009
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC11-18-2011
Michael Sam Busico1st Financial Planning Group, Inc.Gradient Advisors, LLC11-17-2015
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, LLC03-07-2018
Kathleen H Hosty1st Global Advisors IncWipfli Hewins Investment Advisors LLC02-22-2013
Nathan M. Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Stacy Ann Wells1st Global Capital Corp.Capital One Investing, LLC$2503-28-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services$102-11-2019
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Robert Bradford Oakes1st Global Capital Corp.HD Vest Investment Services10-18-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC$101-25-2018
Jeffrey S Kinard1st Global Capital Corp.Royal Alliance Associates, Inc.01-19-2018
Tawa N Torry1st Global Capital Corp.TIAA-CREF Individual & Institutional Services, LLC10-23-2017
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Showing 1 to 25 of 133,048 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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