Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Edward Rischall1080 Financial GroupSagePoint Financial, Inc.07-29-2015
Matt Joseph Stadelman1080 Financial GroupSagePoint Financial, Inc.$2507-29-2015
Matthew Timothy Bugarin12th Street Asset ManagementWoodmont Investment Counsel, LLC07-05-2019
Thomas W. Balcom1650 Wealth Management, LLC1650 Wealth Management, LLC04-15-2011
Jenna Lucille Biancavilla17 Capital Partners, LLCBerthel, Fisher & Company Financial Services, Inc.$1003-30-2016
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.$10003-10-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Darren Norman Henke180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Richard Wayne Buchan180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ned Joseph Pascucci1st Discount Brokerage, Inc.UBS Financial Services Inc.03-26-2020
Alec Edward Hoke1st Discount Brokerage, Inc.Saxony Securities, Inc.05-15-2009
Charles James Galat Jr.1st Financial Investment, Inc.Calton & Associates, Inc.05-24-2016
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC$1011-18-2011
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, Inc.03-07-2018
Keith Alan Vanhoy1st Global Advisors IncOnpoint Wealth Management Llc07-25-2014
Ocean John Ho1st Global Advisors IncHurley Wealth Management Group, Inc03-26-2014
Gregory Alan Deckert1st Global Advisors IncStrategic Financial Planning, Inc.07-22-2013
Joseph Louis Bell1st Global Advisors IncAmeriprise Financial Services, LLC03-01-2013
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Showing 1 to 25 of 180,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.