Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J PriolaA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
John Brooks JohnsonA.G.P. / Alliance Global PartnersHornor, Townsend & Kent, LLC10-30-2013
Emilio James AnnunziatoA.G.P. / Alliance Global PartnersPrudential Annuities Distributors, Inc09-09-2013
Jonathan Joseph MonjaziA.G.P. / Alliance Global PartnersFidelity Brokerage Services LLC05-01-2013
James Aric HiblerA.G.P. / Alliance Global PartnersNorthwestern Mutual Investment Services, LLC04-19-2013
Joshua Matthew HoldenA.G.P. / Alliance Global PartnersVanguard Marketing Corporation04-09-2013
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Christopher S AustinA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Dana Ward LambA.G.P. / Alliance Global PartnersChase Investment Services Corp.05-29-2012
Eric Alfred BoeghA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-04-2012
Matt WardA.G.P. / Alliance Global PartnersNational Securities Corporation$5004-04-2012
Bradley Richard SchmittA.G.P. / Alliance Global PartnersU.S. Bancorp Investments, Inc.03-13-2012
Brandon Michael FullerA.G.P. / Alliance Global PartnersSecurian Financial Services, Inc.$15007-19-2011
Blair David ApplegateA.G.P. / Alliance Global PartnersStira Capital Markets Group, LLC06-03-2011
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Thomas Howard ArthurA.G.P. / Alliance Global PartnersChase Investment Services Corp.$50003-19-2010
Candace Carole HamiltonA.G.P. / Alliance Global PartnersWamu Investments, Inc.02-24-2009
Gail Lowry ScurryA4 Wealth Advisors LLCPruco Securities, LLC.03-30-2016
Andrew Edmund HammondAAFCPAs Wealth ManagementFidelity Brokerage Services LLC05-03-2017
Jonathan Seth BloomAAFCPAs Wealth ManagementSantander Securities LLC10-26-2016
Philip Joseph ChristianoAAFCPAs Wealth Management1st Global Capital Corp.09-19-2012
Joel AronsonAAFCPAs Wealth ManagementCSSC Brokerage Services, Inc.07-25-2012
Brian Andrew JoyceAAFCPAs Wealth ManagementTrustee Empowerment & Protection, Inc.07-24-2012
Justin Troy AtkinsonAAN Wealth Advisors LLCAnthem Securities, Inc.03-05-2019
Scott Allen FroemmingAbacus Investments, Inc.SII Investments, Inc.$106-14-2012
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Showing 226 to 250 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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