Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Mark BandyAbacus Investments, Inc.Wells Fargo Clearing Services, LLC09-29-2010
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Scott Kenneth ScheurenAbacus Investments, Inc.J.W. Cole Financial, Inc.07-30-2009
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
ROBERT ALAN MOOREAbacus Wealth PartnersSERENITY FINANCIAL CONSULTING LLC10-09-2015
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Jennifer Dee KenningAbacus Wealth PartnersAspiriant, LLC01-30-2015
Scott David CarlAbacus Wealth PartnersAmeriprise Financial Services, Inc.09-07-2012
Brian Edward CanningAbacus Wealth PartnersFidelity Brokerage Services LLC01-23-2012
John Francis FlynnAbaris Financial Group, LLCDavid Witherbee & Associates, Inc.09-28-2010
James Edward Slater IIAbbit Management CorpPNC Funds Distributor, LLC06-01-2012
Carol Ann Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Douglas Charles Robb Jr.ABC Wealth IncCUSO Financial Services, L.P.09-30-2016
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Brian Jacob AberleAberle Investment Management, LLCWells Fargo Advisors Financial Network, LLC02-23-2017
William Thomas ParkerABG Financial Services, Inc.FSC Securities Corporation01-23-2014
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
David P HaverstickAbles, Iannone, Moore & Associates, Inc.Intervest International Equities Corporation11-02-2016
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Zachary Kye AbrahamAbraham & Co., Inc.C.K. Cooper & Company, Inc.11-07-2013
Sumeet Kaur RaiAbshier Webb Donnelly & Baker, Inc.Stanford Group Company03-17-2009
George Henry ArnoldAbshier Webb Donnelly & Baker, Inc.Stanford Group Company03-01-2009
« Previous PageNext Page »

Showing 251 to 275 of 132,622 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.