Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Mark BandyAbacus Investments, Inc.Wells Fargo Clearing Services, LLC09-29-2010
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Scott Kenneth ScheurenAbacus Investments, Inc.J.W. Cole Financial, Inc.07-30-2009
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Jennifer Dee KenningAbacus Wealth PartnersAspiriant, LLC01-30-2015
Scott David CarlAbacus Wealth PartnersAmeriprise Financial Services, Inc.09-07-2012
Brian Edward CanningAbacus Wealth PartnersFidelity Brokerage Services LLC01-23-2012
John Francis FlynnAbaris Financial Group, LLCDavid Witherbee & Associates, Inc.09-28-2010
James Edward Slater IIAbbit Management CorpPNC Funds Distributor, LLC06-01-2012
Carol Ann Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Douglas Charles Robb Jr.ABC Wealth IncCUSO Financial Services, L.P.09-30-2016
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Brian Jacob AberleAberle Investment Management, LLCWells Fargo Advisors Financial Network, LLC02-23-2017
William Thomas ParkerABG Financial Services, Inc.FSC Securities Corporation01-23-2014
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
David P HaverstickAbles, Iannone, Moore & Associates, Inc.Intervest International Equities Corporation11-02-2016
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Zachary Kye AbrahamAbraham & Co., Inc.C.K. Cooper & Company, Inc.11-07-2013
Sumeet Kaur RaiAbshier Webb Donnelly & Baker, Inc.Stanford Group Company03-17-2009
George Henry ArnoldAbshier Webb Donnelly & Baker, Inc.Stanford Group Company03-01-2009
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Showing 251 to 275 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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