Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle J RolekAccess Advisors, LLCPurshe Kaplan Sterling Investments04-21-2015
James Joseph OplotnikAccess Advisory Group LLCAccess Financial Resources Inc.02-02-2009
Angela Renee O'KeefeAccess Financial Group, Inc.Access Financial Group, Inc.11-09-2017
Angela Renee O'KeefeACCESS FINANCIAL GROUP, INC.T.S. Phillips Investments, Inc.11-10-2014
Sherry Jean PraderAccess Financial Resources Inc.Arvest Wealth Management12-01-2016
Beth Ellen LewisAccess Financial Resources Inc.United Planners' Financial Services of America A Limited Partner10-06-2015
John Thomas ClementAccess Financial Resources Inc.Arvest Wealth Management01-26-2015
Timothy Hisao OshimaAcclaro Wealth ManagementAcclaro Wealth Management05-08-2015
Erin Michelle SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc07-03-2012
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
CLAUDE MASON ROYALACE CAPITAL, INC.Royal Wealth Management01-27-2015
Jung Ran June ShinACE Diversified Capital, Inc.SH Investment & Securities11-15-2011
Seung Hyun NamACE Diversified Capital, Inc.Hanmi Asset Securities, Inc.12-16-2010
Boo Chun SuACE Diversified Capital, Inc.Etech Securities, Inc.09-04-2009
Young Jin SeoACE Diversified Capital, Inc.Hanmi Asset Securities,Inc.09-01-2009
Bae Keun YuACE Diversified Capital, Inc.Etech Securities, Inc.08-21-2009
Suhnghun SeongACE Diversified Capital, Inc.Etech Securities, Inc.08-20-2009
Yeon Jae LeeACE Diversified Capital, Inc.Etech Securities, Inc.08-20-2009
Byung Il MinACE Diversified Capital, Inc.Etech Securities, Inc.08-19-2009
Kevin John McnabACE Wealth Partners, LLCTIAA-CREF Individual & Institutional Services, LLC07-13-2010
Danny Lee MooreACG Wealth Inc.Triad Advisors LLC07-31-2009
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Aldo Nestor MarchenaAchieve Capital, LLCNortheast Securities, Inc.07-18-2014
Jacob Zeke RushtonAchieve Wealth AdvisorsArete Wealth Management, LLC10-22-2014
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Showing 301 to 325 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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