Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George T. AnagnostouA.G.P / Alliance Global PartnersAegis Capital Corp.02-27-2018
David Arthur BocchiA.G.P / Alliance Global PartnersAegis Capital Corp.02-22-2018
Brian Bum Soo KimA.G.P / Alliance Global PartnersNational Securities Corporation$15010-09-2017
Andrew Jay SchiffA.G.P / Alliance Global PartnersA.G.P / Alliance Global Partners10-01-2015
Mike John MasunasA.G.P / Alliance Global PartnersAvantax Investment Services, Inc.09-11-2014
Kyle JonesA.G.P / Alliance Global PartnersEdward Jones08-08-2014
Robert J PriolaA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
John Brooks JohnsonA.G.P / Alliance Global PartnersHornor, Townsend & Kent, LLC10-30-2013
Emilio James AnnunziatoA.G.P / Alliance Global PartnersPrudential Annuities Distributors, Inc09-09-2013
Jonathan Joseph MonjaziA.G.P / Alliance Global PartnersFidelity Brokerage Services LLC05-01-2013
James Aric HiblerA.G.P / Alliance Global PartnersNorthwestern Mutual Investment Services, LLC04-19-2013
Joshua Matthew HoldenA.G.P / Alliance Global PartnersVanguard Marketing Corporation04-09-2013
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Christopher S. AustinA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Dana Ward LambA.G.P / Alliance Global PartnersChase Investment Services Corp.$5005-29-2012
Matt WardA.G.P / Alliance Global PartnersNational Securities Corporation$10004-04-2012
Eric Alfred BoeghA.G.P / Alliance Global PartnersNational Securities Corporation$2504-04-2012
Bradley Richard SchmittA.G.P / Alliance Global PartnersU.S. Bancorp Investments, Inc.03-13-2012
Brandon Michael FullerA.G.P / Alliance Global PartnersSecurian Financial Services, Inc.07-19-2011
Blair David ApplegateA.G.P / Alliance Global PartnersStira Capital Markets Group, LLC06-03-2011
Garry BaleA.G.P / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Thomas Howard ArthurA.G.P / Alliance Global PartnersChase Investment Services Corp.03-19-2010
Alphonse John Calicchio IIIA.G.P / Alliance Global PartnersHunter World Markets, Inc.07-20-2009
Candace Carole HamiltonA.G.P / Alliance Global PartnersWamu Investments, Inc.02-24-2009
Gail Lowry ScurryA4 Wealth Advisors LLCPruco Securities, LLC.03-30-2016
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Showing 301 to 325 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.