Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Fayette FarnsworthAcorn Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-11-2014
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Monica Marie SipesACT Wealth Management, LLCUBS Financial Services Inc.04-28-2014
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Gerardo Meave-FloresActinver Securities, Inc.CapNet Securities Corporation07-11-2013
Maria Paulina JacobyActinver Securities, Inc.Monex Securities, Inc.11-01-2011
Armando AcevedoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2011
Antonio Fernandez GutierrezActinver Securities, Inc.Base Securities, LLC03-19-2010
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$109-14-2009
Pablo Francisco SadaActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Mauricio RubioActinver Wealth Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2017
Benjamin Mark VerwysAction Point Financial Planning, LLCOppenheimer & Co. Inc.10-09-2014
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
David Allen WagnerActive Investment Management LLCRidgeway Conger Advisory Services06-21-2016
Tripp Crawford HaleActive Investment Management, LLCEdward Jones07-01-2009
Timothy Eugene VoegeleAcuity Financial AdvisorsThurston Springer Financial06-22-2010
GARY BRUCE BERDOFFAcuity Wealth Management, LLCOptimal Capital Advisors, LLC10-28-2013
George Brailsford WislarAcuity Wealth Management, LLCOptimal Capital Advisors, LLC09-04-2013
Wendy Adair BrittonAdair Wealth ManagementNorthwest Asset Management10-11-2016
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Jeffrey Sherburne AdamsAdams Ashby Financial AdvisorsCitigroup Global Markets Inc.04-07-2009
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Eugene Richard Adams Jr.Adams-Hansen & AssociatesGradient Securities, LLC01-29-2014
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Showing 326 to 350 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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