Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Eugene Richard Adams Jr.Adams-Hansen & AssociatesGradient Securities, LLC01-29-2014
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
Charles Franklin Freeman Jr.AdaptFirst Investments LLCINTERCAROLINA FINANCIAL SERVICES, INC.08-15-2017
Jeremy Bigelow ThompsonAdaptive Financial Consulting, LLCStratos Wealth Partners, Ltd07-26-2017
Eric Keith AmundsonAdaptive Wealth Management, LLCPacific West Financial Consultants Inc06-13-2011
Timothy Neil DeeryAdare Asset Management, LLCDearden, Maguire, Weaver & Barrett, LLC12-09-2009
Michael Jason GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Alan D FriedbergADF Financial Services LLCAmeriprise Financial Services, Inc.05-20-2015
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P. / Alliance Global Partners10-08-2010
James Michael JiaoAdi Dassler International Family Office USA Limited PartnershipBolton Global Capital11-17-2017
Daniel Earl EvansAdirondack Trading Group LLCQuest Capital Strategies, Inc.11-24-2015
Jonathan Edward WhiteAdirondack Trading Group LLCJ.P. Turner & Company, L.L.C.09-26-2015
F. Kirby Smith Jr.Adirondack Trading Group LLCJ.P. Turner & Company, L.L.C.08-21-2015
Michael Brett InderliedAdirondack Trading Group LLCInvestors Capital Corp.04-29-2015
Robert Hubbard Trowbridge IIIAdirondack Trading Group LLCIndependent Financial Group, LLC01-28-2015
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
William David McbeeAdirondack Trading Group LLCSecurities Service Network, LLC12-05-2014
Victoria Lynn SawyerAdirondack Trading Group LLCLPL Financial LLC09-16-2014
Thomas Brett SawyerAdirondack Trading Group LLCLPL Financial LLC09-12-2014
Peter Matthew GalanoAdirondack Trading Group LLCLPL Financial LLC09-02-2014
Douglas Krug McdanielAdirondack Trading Group LLCArque Capital, Ltd.07-29-2014
Nicole Michelle FinamoreAdirondack Trading Group LLCAllstate Financial Services, LLC10-01-2012
Christopher Joseph McfaddenAdirondack Trading Group LLCBrookstone Securities, Inc.06-29-2012
Kathleen Elizabeth O'Donnell LutherAdirondack Trading Group LLCEdward Jones06-01-2012
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Showing 351 to 375 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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