Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Stephen BrennerAbacus Wealth PartnersNEXT STEP WEALTH, LLC12-22-2014
Alan Blum UngarAbacus Wealth PartnersCRITICAL CAPITAL MANAGEMENT, INC.05-08-2014
Lara Gaston LambAbacus Wealth PartnersLAMB FINANCIAL PLANNING, LLC08-27-2013
Scott David CarlAbacus Wealth PartnersAmeriprise Financial Services, LLC$2509-07-2012
Brian Edward CanningAbacus Wealth PartnersStrategic Advisers LLC01-23-2012
John Francis FlynnAbaris Financial Group, LLCDavid Witherbee & Associates, Inc.09-28-2010
James Edward Slater IIAbbit Management CorpForeside Distrbution Solutions, LLC06-01-2012
Carol A. Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Dennis Carl Wassung Jr.Abbot Financial Management, IncHuntwicke Securities, LLC07-09-2019
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
William David OsherAbbrea Capital, LLCGFO Advisory Services, LLC07-13-2015
Steven Edward CutcliffeAbbrea Capital, LLCGFO Advisory Services, LLC07-13-2015
Douglas Charles Robb Jr.ABC Wealth IncCUSO Financial Services, L.P.09-30-2016
Steven H. SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Lauren Poe WatsonAbel Financial Management Co.Lincoln Financial Advisors Corporation02-04-2014
Donavan CoxAberle Investment Management LLCMorgan Stanley11-27-2017
Brian Jacob AberleAberle Investment Management LLCWells Fargo Advisors Financial Network, LLC02-23-2017
Seth A. RosenbergAbility FirstCapital Executive Solutions01-10-2019
Raymond Andrew ChildsAble Capital Management, LLCShorepoint Capital Partners LLC04-11-2018
Yoel KaplowitzAble Wealth Management LLCSecurian Financial Services, Inc.09-05-2018
Seth Philip HodesAble Wealth Management LLCSecurian Financial Services, Inc.08-22-2018
David P. HaverstickAbles, Iannone, Moore & Associates, Inc.Intervest International Equities Corporation11-02-2016
Matthew James FloodAbner Herrman & Brock, LLCMorgan Stanley09-06-2011
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Darrin Mitchel McComasAbraham & Co., Inc.LifeMark Securities Corp.07-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.