Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Eugene Richard Adams Jr.Adams-Hansen & AssociatesGradient Securities, LLC01-29-2014
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
Charles Franklin Freeman Jr.AdaptFirst Investments LLCINTERCAROLINA FINANCIAL SERVICES, INC.08-15-2017
Jeremy Bigelow ThompsonAdaptive Financial Consulting, LLCStratos Wealth Partners, Ltd07-26-2017
Eric Keith AmundsonAdaptive Wealth Management, LLCPacific West Financial Consultants Inc06-13-2011
Timothy Neil DeeryAdare Asset Management, LLCDearden, Maguire, Weaver & Barrett, LLC12-09-2009
Michael Jason GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Alan D FriedbergADF Financial Services LLCAmeriprise Financial Services, Inc.05-20-2015
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P. / Alliance Global Partners10-08-2010
James Michael JiaoAdi Dassler International Family Office USA Limited PartnershipBolton Global Capital11-17-2017
Daniel Earl EvansAdirondack Trading Group LLCQuest Capital Strategies, Inc.11-24-2015
Jonathan Edward WhiteAdirondack Trading Group LLCJ.P. Turner & Company, L.L.C.09-26-2015
F. Kirby Smith Jr.Adirondack Trading Group LLCJ.P. Turner & Company, L.L.C.08-21-2015
Michael Brett InderliedAdirondack Trading Group LLCInvestors Capital Corp.04-29-2015
Robert Hubbard Trowbridge IIIAdirondack Trading Group LLCIndependent Financial Group, LLC01-28-2015
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
William David McbeeAdirondack Trading Group LLCSecurities Service Network, LLC12-05-2014
Victoria Lynn SawyerAdirondack Trading Group LLCLPL Financial LLC09-16-2014
Thomas Brett SawyerAdirondack Trading Group LLCLPL Financial LLC09-12-2014
Peter Matthew GalanoAdirondack Trading Group LLCLPL Financial LLC09-02-2014
Douglas Krug McdanielAdirondack Trading Group LLCArque Capital, Ltd.07-29-2014
Nicole Michelle FinamoreAdirondack Trading Group LLCAllstate Financial Services, LLC10-01-2012
Christopher Joseph McfaddenAdirondack Trading Group LLCBrookstone Securities, Inc.06-29-2012
Kathleen Elizabeth O'Donnell LutherAdirondack Trading Group LLCEdward Jones06-01-2012
« Previous PageNext Page »

Showing 351 to 375 of 132,751 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.