Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Robert Schanz1st Global Capital Corp.The Strategic Financial Alliance, Inc.$25010-16-2017
William Joseph Cunningham Jr.1st Global Capital Corp.Hancock Whitney Investment Services Inc.10-03-2017
Magnum Fredrick Drew1st Global Capital Corp.HD Vest Investment Services08-11-2017
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$108-11-2017
Dylan Robert Greene1st Global Capital Corp.AXA Advisors, LLC04-21-2017
James A Franklin1st Global Capital Corp.Cetera Advisors LLC03-15-2017
Ward Wesley Molen1st Global Capital Corp.Cetera Advisors LLC03-15-2017
Jeremy Callegan1st Global Capital Corp.John Hancock Distributors LLC02-22-2017
Kathryn Vieh Redden1st Global Capital Corp.Ronald Blue & Co. LLC$1,00001-25-2017
Kevin Scott Mcclelland1st Global Capital Corp.Umpqua Investments, Inc.$2401-11-2017
J Michael Cloyd1st Global Capital Corp.HD Vest Investment Services01-04-2017
Katherine Carmichael Morosani1st Global Capital Corp.INVEST Financial Corporation12-02-2016
Jay Blakeley Willcox1st Global Capital Corp.BancWest Investment Services, Inc.09-20-2016
Alan Wesley Thompson1st Global Capital Corp.CSSC Brokerage Services, Inc.08-31-2016
Erik George Ford1st Global Capital Corp.Ford Wealth Management LLC07-29-2016
CHRISTOPHER BRIAN JONES1st Global Capital Corp.MetLife Securities Inc.07-08-2016
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Brennan Michael Hollenbeck1st Global Capital Corp.Oppenheimer & Co. Inc.03-25-2016
Dane Michael Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
Joseph B Johnson1st Global Capital Corp.Umpqua Investments, Inc.$903-17-2016
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.$2501-07-2016
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Dallas Anthony Lopez1st Global Capital Corp.First Command Financial Planning, Inc.12-08-2015
Brian Dale Trowbridge1st Global Capital Corp.Next Financial Group, Inc.12-02-2015
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
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Showing 26 to 50 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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