Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Robert Schanz1st Global Capital Corp.The Strategic Financial Alliance, Inc.$25010-16-2017
William Joseph Cunningham Jr.1st Global Capital Corp.Hancock Whitney Investment Services Inc.10-03-2017
Magnum Fredrick Drew1st Global Capital Corp.HD Vest Investment Services08-11-2017
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$108-11-2017
Dylan Robert Greene1st Global Capital Corp.AXA Advisors, LLC04-21-2017
James A Franklin1st Global Capital Corp.Cetera Advisors LLC03-15-2017
Ward Wesley Molen1st Global Capital Corp.Cetera Advisors LLC03-15-2017
Jeremy Callegan1st Global Capital Corp.John Hancock Distributors LLC02-22-2017
Kathryn Vieh Redden1st Global Capital Corp.Ronald Blue & Co. LLC$1,00001-25-2017
Kevin Scott Mcclelland1st Global Capital Corp.Umpqua Investments, Inc.$2401-11-2017
J Michael Cloyd1st Global Capital Corp.HD Vest Investment Services01-04-2017
Katherine Carmichael Morosani1st Global Capital Corp.INVEST Financial Corporation12-02-2016
Jay Blakeley Willcox1st Global Capital Corp.BancWest Investment Services, Inc.09-20-2016
Alan Wesley Thompson1st Global Capital Corp.CSSC Brokerage Services, Inc.08-31-2016
Erik George Ford1st Global Capital Corp.Ford Wealth Management LLC07-29-2016
CHRISTOPHER BRIAN JONES1st Global Capital Corp.MetLife Securities Inc.07-08-2016
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Brennan Michael Hollenbeck1st Global Capital Corp.Oppenheimer & Co. Inc.03-25-2016
Dane Michael Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
Joseph B Johnson1st Global Capital Corp.Umpqua Investments, Inc.$903-17-2016
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.$2501-07-2016
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Dallas Anthony Lopez1st Global Capital Corp.First Command Financial Planning, Inc.12-08-2015
Brian Dale Trowbridge1st Global Capital Corp.Next Financial Group, Inc.12-02-2015
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
« Previous PageNext Page »

Showing 26 to 50 of 132,751 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.