Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen H. Hosty1st Global Advisors IncWipfli Hewins Investment Advisors LLC02-22-2013
Samuel Benjamin Cannon1st Global Capital Corp.Fidelity Personal and Workplace Advisors09-17-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Nathan M. Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
Stephen Anthony Batman1st Global Capital Corp.1st Global Capital Corp.$15005-07-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Pamela M. Manuel1st Global Capital Corp.LPL Financial LLC01-23-2019
Antonio Shaunta Rose1st Global Capital Corp.Royal Alliance Associates, Inc.$1,00001-17-2019
Elisabeth Davis Baldwin1st Global Capital Corp.Cetera Investment Services LLC$10010-23-2018
Michael P. Kiziuk1st Global Capital Corp.Santander Securities LLC09-25-2018
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
Johnny Kenneth Bryant1st Global Capital Corp.Trustee Empowerment & Protection, Inc.06-11-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Jesus A Pompa1st Global Capital Corp.Capital One Investing, LLC04-04-2018
Tom Sawyer Driscoll1st Global Capital Corp.Kestra Investment Services, LLC03-13-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC01-25-2018
Jeffrey S. Kinard1st Global Capital Corp.Royal Alliance Associates, Inc.01-19-2018
Tawa N. Torry1st Global Capital Corp.TIAA-CREF Individual & Institutional Services, LLC10-23-2017
Matthew Robert Schanz1st Global Capital Corp.The Strategic Financial Alliance, Inc.10-16-2017
William Joseph Cunningham Jr.1st Global Capital Corp.Hancock Whitney Investment Services Inc.10-03-2017
Joseph Chi1st Global Capital Corp.BancWest Investment Services, Inc.09-27-2017
Michael Joseph Larkin1st Global Capital Corp.RBC Capital Markets, LLC$5008-11-2017
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Showing 26 to 50 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.