Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura A Cooley1st Global Capital Corp.Cetera Advisors LLC11-13-2015
Donald Ray Rodgers Jr.1st Global Capital Corp.Hornor, Townsend & Kent, LLC$808-25-2015
Jeffrey David Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC$1006-03-2015
Angie O. Lockard1st Global Capital Corp.Cetera Financial Specialists LLC04-29-2015
Tiffani Leah Davey1st Global Capital Corp.USAA Financial Advisors, Inc.03-25-2015
Michael Otto Kurz1st Global Capital Corp.ALPS Distributors, Inc.03-20-2015
Nancy Ellen Goedecke1st Global Capital Corp.HD Vest Investment Services02-17-2015
Ryan Scott Cook1st Global Capital Corp.Lincoln Financial Advisors Corporation01-06-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
John Reid Green1st Global Capital Corp.HD Vest Investment Services10-02-2014
Colin Flinn Gorman1st Global Capital Corp.HD Vest Investment Services09-30-2014
David Alan Sutherland1st Global Capital Corp.HD Vest Investment Services$109-24-2014
David Dean Brandt1st Global Capital Corp.Honkamp Krueger Financial Services Inc09-09-2014
Melinda Denell Lemoine1st Global Capital Corp.VALIC Financial Advisors, Inc.09-04-2014
Janet D Simpson1st Global Capital Corp.Kestra Investment Services, LLC08-06-2014
Diane Frances De Oliveira1st Global Capital Corp.Cadaret, Grant & Co., Inc.$707-28-2014
Ronald Vincent Donato Jr.1st Global Capital Corp.Valley Forge Asset Management, LLC$5002-24-2014
Michael Todd Domingue1st Global Capital Corp.MML Investors Services, LLC$5001-29-2014
Alison Elizabeth Painter1st Global Capital Corp.Rogan & Associates, Inc.$2501-07-2014
Laura Lea Witt1st Global Capital Corp.Capital One Investment Services LLC10-23-2013
Shilpi Mcgrath1st Global Capital Corp.Hilltop Securities Independent Network Inc.10-02-2013
Nordell George Griebel1st Global Capital Corp.ProEquities, Inc.08-05-2013
Gregory Alan Deckert1st Global Capital Corp.Strategic Financial Planning, Inc.$2507-24-2013
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Showing 51 to 75 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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