Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brittney Erin Kolesar1st Global Capital Corp.VFG Securities, Inc.05-14-2013
Todd Henry Van Bruggen1st Global Capital Corp.Honkamp Krueger Financial Services Inc04-18-2013
Russell James Pixler1st Global Capital Corp.Honkamp Krueger Financial Services Inc04-17-2013
Dustin Darrel Peterson1st Global Capital Corp.ProEquities, Inc.04-16-2013
Patrick Dean Dooley1st Global Capital Corp.ProEquities, Inc.04-16-2013
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.$103-01-2013
Amy Renee Mclean1st Global Capital Corp.Apex Clearing Corporation02-28-2013
Cherie E Laiche1st Global Capital Corp.Edward Jones$112-20-2012
Kuumba U Smith1st Global Capital Corp.HD Vest Investment Services$2512-03-2012
William Anthony Hodapp1st Global Capital Corp.Commonwealth Financial Network09-04-2012
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC$2508-13-2012
Aubrey Cecil Rhodes Jr.1st Global Capital Corp.Cambridge Investment Research, Inc.08-02-2012
Francis Michael Celona1st Global Capital Corp.Ensemble Financial Services, Inc.06-20-2012
Moises Humberto Ospina1st Global Capital Corp.Chase Investment Services Corp.$20002-28-2012
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$5002-02-2012
Matthew David Hearn1st Global Capital Corp.Raymond James Financial Services Advisors, Inc02-01-2012
Richard Alan Jones1st Global Capital Corp.Raymond James Financial Services, Inc.01-27-2012
John Jasper Lister1st Global Capital Corp.HD Vest Investment Services$109-01-2011
Shirley Nadine Feild1st Global Capital Corp.HD Vest Investment Services$109-01-2011
Robert Joseph Marcell1st Global Capital Corp.INVEST Financial Corporation$2508-23-2011
Gene Alvin Brehm1st Global Capital Corp.HD Vest Investment Services08-16-2011
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Marcus Alan Dickerson1st Global Capital Corp.Edward Jones$2408-03-2011
Kevin D Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Melinda B Gaertner1st Global Capital Corp.LPL Financial LLC02-01-2011
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Showing 76 to 100 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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