Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erich James Zielonka1st Global Capital Corp.Waddell & Reed$2505-30-2013
Brittney Erin Kolesar1st Global Capital Corp.VFG Securities, Inc.05-14-2013
Elizabeth L. McCormack1st Global Capital Corp.Morgan Stanley05-01-2013
Todd Henry Van Bruggen1st Global Capital Corp.Honkamp Krueger Financial Services Inc04-18-2013
Russell James Pixler1st Global Capital Corp.Honkamp Krueger Financial Services Inc04-17-2013
Dustin Darrel Peterson1st Global Capital Corp.ProEquities, Inc.04-16-2013
Patrick Dean Dooley1st Global Capital Corp.ProEquities, Inc.04-16-2013
Amy Renee McLean1st Global Capital Corp.Apex Clearing Corporation02-28-2013
Mary Mayeux Ellington1st Global Capital Corp.Morgan Keegan & Company, Inc.01-09-2013
Cherie Elizabeth Laiche1st Global Capital Corp.Edward Jones$2512-20-2012
William Anthony Hodapp1st Global Capital Corp.Commonwealth Financial Network09-04-2012
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Aubrey C. Rhodes Jr.1st Global Capital Corp.Cambridge Investment Research, Inc.08-02-2012
Francis Michael Celona1st Global Capital Corp.Ensemble Financial Services, Inc.06-20-2012
Moises Humberto Ospina1st Global Capital Corp.Chase Investment Services Corp.$20002-28-2012
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
Matthew David Hearn1st Global Capital Corp.Raymond James Financial Services Advisors, Inc$2502-01-2012
Richard Alan Jones1st Global Capital Corp.Raymond James Financial Services, Inc.01-27-2012
Robert Joseph Marcell1st Global Capital Corp.INVEST Financial Corporation$2508-23-2011
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Marcus Alan Dickerson1st Global Capital Corp.Edward Jones$1008-03-2011
Kevin D. Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Brian William Distler1st Global Capital Corp.Chase Investment Services Corp.01-01-2011
Jonathan Scott Rogers1st Global Capital Corp.UnionBanc Investment Services, LLC11-16-2010
Jeffrey Scott McCorkendale1st Global Capital Corp.Edward Jones$2511-15-2010
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Showing 101 to 125 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.