Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin D Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Melinda B Gaertner1st Global Capital Corp.LPL Financial LLC02-01-2011
Brian William Distler1st Global Capital Corp.Chase Investment Services Corp.01-01-2011
Jonathan Scott Rogers1st Global Capital Corp.UnionBanc Investment Services, LLC11-16-2010
Jeffrey Scott Mccorkendale1st Global Capital Corp.Edward Jones$2011-15-2010
Troy A. Herman1st Global Capital Corp.Herman Financial Advisors, Inc.$110-26-2010
Michael Thomas Meehan1st Global Capital Corp.LPL Financial LLC09-01-2010
Theresa Marie Meehan1st Global Capital Corp.LPL Financial LLC09-01-2010
Susan Elizabeth Ulbrich1st Global Capital Corp.Cetera Financial Specialists LLC08-02-2010
Bryan Everette Spencer1st Global Capital Corp.MetLife Securities Inc.08-01-2010
Jeffrey Paul Molever1st Global Capital Corp.LPL Financial LLC06-28-2010
Timothy James Harrington1st Global Capital Corp.Triad Advisors LLC06-15-2010
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$25004-06-2010
Homer Scoville Smith IV1st Global Capital Corp.Ameriprise Financial Services, Inc.04-01-2010
Jeffrey Philip Murry1st Global Capital Corp.Cetera Investment Services LLC03-29-2010
Philip Michael Maliniak1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2010
Xerxes Lawingco Nabong1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2010
Jeanne Yi Lee Duce1st Global Capital Corp.The Strategic Financial Alliance, Inc.$1001-04-2010
Angelo M Nuzzo Jr.1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2711-30-2009
Carey Velmont Downing Jr.1st Global Capital Corp.HD Vest Investment Services$5010-06-2009
Bradley J. Punke1st Global Capital Corp.Wealth Management Services, LLC09-18-2009
Joseph Reed1st Global Capital Corp.MML Investors Services, LLC09-18-2009
Jerry Ward1st Global Capital Corp.HD Vest Investment Services09-17-2009
Donald William Whitman1st Global Capital Corp.Woodbury Financial Services, Inc.08-05-2009
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation$107-13-2009
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Showing 101 to 125 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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