Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler L Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Jason Thomas Ice1st Global Capital Corp.Ameriprise Financial Services, Inc.$107-01-2009
David Glenn Pittinos1st Global Capital Corp.Wells Fargo Clearing Services, LLC06-26-2009
Jeffrey Marc Coleman1st Global Capital Corp.Park Avenue Securities LLC05-15-2009
Michele E. Tremblay1st Global Capital Corp.Park Avenue Securities LLC$2505-15-2009
Geraldine Lorraine Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Albert O. Eck Jr.1st Global Capital Corp.Wealth Management Services, LLC04-17-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.$5004-07-2009
Katie H Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.$101-30-2009
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Michael Peter Duprey1St Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
JEFFREY JAMES HEITZMAN20/20 Capital Management, IncCetera Advisors LLC11-17-2017
BARTLEY ARTHUR CORFEE20/20 Capital Management, IncCetera Advisors LLC11-15-2017
Hanna Christel Fleck20/20 Capital Management, IncCambridge Investment Research, Inc.08-11-2017
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.07-14-2015
Michael Anthony Rogers360 FinancialCommonwealth Financial Network08-30-2013
Thomas Arden Whitnah360 FinancialCommonwealth Financial Network08-30-2013
Michael Edward Shelton360 Financial Solutions, LLCVoya Financial Advisors, Inc.05-19-2016
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
« Previous PageNext Page »

Showing 126 to 150 of 132,751 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.