Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler L Sturgill1st Global Capital Corp.Northwestern Mutual Investment Services, LLC07-13-2009
Jason Thomas Ice1st Global Capital Corp.Ameriprise Financial Services, Inc.$107-01-2009
David Glenn Pittinos1st Global Capital Corp.Wells Fargo Clearing Services, LLC06-26-2009
Jeffrey Marc Coleman1st Global Capital Corp.Park Avenue Securities LLC05-15-2009
Michele E. Tremblay1st Global Capital Corp.Park Avenue Securities LLC$2505-15-2009
Geraldine Lorraine Cherrey Diamond1st Global Capital Corp.Lincoln Financial Advisors Corporation05-01-2009
Albert O. Eck Jr.1st Global Capital Corp.Wealth Management Services, LLC04-17-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.$5004-07-2009
Katie H Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.$101-30-2009
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Michael Peter Duprey1St Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
JEFFREY JAMES HEITZMAN20/20 Capital Management, IncCetera Advisors LLC11-17-2017
BARTLEY ARTHUR CORFEE20/20 Capital Management, IncCetera Advisors LLC11-15-2017
Hanna Christel Fleck20/20 Capital Management, IncCambridge Investment Research, Inc.08-11-2017
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.07-14-2015
Michael Anthony Rogers360 FinancialCommonwealth Financial Network08-30-2013
Thomas Arden Whitnah360 FinancialCommonwealth Financial Network08-30-2013
Michael Edward Shelton360 Financial Solutions, LLCVoya Financial Advisors, Inc.05-19-2016
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
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Showing 126 to 150 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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