Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial$6009-29-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
James Earl Webb 360 Wealth ManagementEdward Jones$9506-17-2016
John Bailey360 Wealth ManagementLPL Financial$6105-04-2016
Paige Leigh St Martin360 Wealth Management, LLCLevel Four Advisory Services08-02-2018
John William Mcfarling360 Wealth Management, LLCEdward Jones11-16-2017
Brick Palmer Parsons360 Wealth Management, LLCEdward Jones04-28-2017
Thomas Matthew Hubbell360 Wealth Management, LLCMaverick Wealth Management04-03-2017
James Kirby Webb360 Wealth Management, LLCEdward Jones02-23-2017
Samuel Elliot Rodriguez360 Wealth Management, LLCJ.P. Morgan Securities LLC09-16-2016
James Earl Webb II360 Wealth Management, LLCEdward Jones06-17-2016
Dayle Nelson Scheinman360 Wealth Management, LLCInvestacorp, Inc.01-28-2013
Jeffrey Don Peace360 Wealth Management, LLCHilltop Securities Independent Network Inc.01-02-2013
Thomas Gerard Stecik360 Wealth Management, LLCSaunders And Associates12-13-2012
Carlisle Hopewood Mott360 Wealth Management, LLCEdward Jones11-06-2012
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Adam R Kulesza401K Gps401 (K) Gps, Inc.12-03-2013
Albert Pingree Herzog III401K Gps401 (K) Gps, Inc.12-03-2013
Michael Robert Chechel Jr.401K Gps401 (K) Gps, Inc.12-03-2013
Jason Donald Marty401k Investment ProfessionalsPackerland Brokerage Services, Inc.02-26-2016
Matthew David Grishman401k Masters, LLCBrokers International Financial Services, LLC.02-06-2015
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Showing 151 to 175 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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