Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway Conger Advisory Services06-23-2015
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Tom Kirk, Margaret Dechant, Andrew Mies, Bryan Green, Steve Bahm, Pam Smith, Sarah Hampton6 MeridianMorgan Stanley Wealth Management$2,20009-12-2016
Timothy D Rozzell6 Meridian LLCNYLIFE Securities LLC04-11-2017
Andrew John Mies6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley09-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley09-09-2016
Pamela Ann Smith6 Meridian LLCMorgan Stanley09-09-2016
Sarah Jean Hampton6 Meridian LLCMorgan Stanley09-09-2016
Thomas Henry Kirk III6 Meridian LLCMorgan Stanley09-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Darryl Wayne Bryant6th Street Advisors, LLCTriad Advisors LLC03-17-2011
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Lane Erron Ewton7300 Wealth Management, LLC.Waddell & Reed07-29-2016
Georges Nicolas Kehdy7Piers Capital, LLCTD Ameritrade Investment Management, LLC12-10-2012
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
Thomas Marc Young7th Harvest InvestmentsHilltop Securities Independent Network Inc.05-20-2017
Chester Anderson III7th Harvest InvestmentsTrustmont Financial Group, Inc.05-12-2015
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Showing 176 to 200 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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