Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
Theodore P.S. Leclair994 GROUPNatixis Distribution, L.P.05-23-2018
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.01-22-2019
Marla Anne MasonA & I Financial Services, LLCPresidential Brokerage, Inc.05-19-2017
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
James Philip WoodA Clear Strategy, LLCSICOR Securities Inc01-14-2014
Laura Hillary MattiaA New Approach Financial PlanningBaron Financial Group LLC02-09-2016
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
Vincent Joseph GiannattasioA&G Financial Management, LLCInstitutional Capital Management, Inc.10-15-2010
Angela Renee O'KeefeA-Team Financial InvestmentsAccess Financial Group, Inc.08-21-2018
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Arlene Merle NeffA. Neff Associates LLCPeter Elish Investments Securities12-04-2017
Anatoly Tony ZubanA. To Z. Financial Consulting and Wealth ManagementICMA-RC Services, LLC09-05-2014
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAEGIS CAPITAL CORP.05-01-2019
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Martin WeissA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-16-2019
Harrison Reid FischerA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Curtis John ReedA.G.P. / Alliance Global PartnersAegis Capital Corp.01-31-2019
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Michael Francis ShillinA.G.P. / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.$103-12-2018
Mike John MasunasA.G.P. / Alliance Global PartnersHD Vest Investment Services$50009-11-2014
Kyle Grannan JonesA.G.P. / Alliance Global PartnersEdward Jones08-08-2014
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Showing 201 to 225 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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