Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC06-03-2015
Tiffani Leah Davey1st Global Capital Corp.USAA Financial Advisors, Inc.03-25-2015
Ryan Scott Cook1st Global Capital Corp.Lincoln Financial Advisors Corporation01-06-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
David Alan Sutherland1st Global Capital Corp.HD Vest Investment Services09-24-2014
Diane Frances De Oliveira1st Global Capital Corp.R.G Hurley & Associates, Inc.07-28-2014
Ocean John Ho1st Global Capital Corp.Hurley Wealth Management Group, Inc04-17-2014
Ronald Vincent Donato Jr.1st Global Capital Corp.Valley Forge Asset Management, LLC$5002-24-2014
Michael Domingue1st Global Capital Corp.MML Investors Services, LLC01-29-2014
Alison Elizabeth Painter1st Global Capital Corp.Rogan & Associates, Inc.$5001-07-2014
Nordell George Griebel1st Global Capital Corp.ProEquities, Inc.08-05-2013
Matthew James Anderson1st Global Capital Corp.Tuttle Wealth Management, LLC06-03-2013
Erich James Zielonka1st Global Capital Corp.Waddell & Reed$2505-30-2013
Elizabeth L. McCormack1st Global Capital Corp.Morgan Stanley05-01-2013
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2013
Cherie Elizabeth Laiche1st Global Capital Corp.Edward Jones12-20-2012
Kuumba U. Smith1st Global Capital Corp.HD Vest Investment Services12-03-2012
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Moises Humberto Ospina1st Global Capital Corp.Chase Investment Services Corp.$20002-28-2012
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
John Jasper Lister1st Global Capital Corp.HD Vest Investment Services$5009-01-2011
Shirley Nadine Feild1st Global Capital Corp.HD Vest Investment Services09-01-2011
Robert Joseph Marcell1st Global Capital Corp.INVEST Financial Corporation$2508-23-2011
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
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Showing 51 to 75 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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