Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher C. Gonzales4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Tom Kirk, Margaret Dechant, Andrew Mies, Bryan Green, Steve Bahm, Pam Smith, Sarah Hampton6 MeridianMorgan Stanley$2,20009-12-2016
Timothy D Rozzell6 Meridian LLCNYLIFE Securities LLC04-11-2017
Andrew John Mies6 Meridian LLCMorgan Stanley09-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley09-09-2016
Pamela Ann Smith6 Meridian LLCMorgan Stanley09-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley09-09-2016
Sarah Jean Hampton6 Meridian LLCMorgan Stanley09-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Thomas Henry Kirk III6 Meridian LLCMorgan Stanley09-09-2016
Darryl Wayne Bryant6th Street Advisors, LLCMeld Financial, Inc.03-17-2011
Georges Nicolas Kehdy7Piers Capital, LLCTD Ameritrade, Inc.12-10-2012
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
Thomas Marc Young7th Harvest InvestmentsHilltop Securities Independent Network Inc.05-20-2017
Chester Anderson III7th Harvest InvestmentsTrustmont Financial Group, Inc.05-12-2015
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.01-22-2019
Peter Frederic LengsfeldA & I Financial Services, LLCPresidential Brokerage, Inc.05-19-2017
Marla Anne MasonA & I Financial Services, LLCPresidential Brokerage, Inc.05-19-2017
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Showing 126 to 150 of 100,103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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