Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial LLC LLC$6511-01-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial LLC LLC$6009-29-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
James Earl Webb360 Wealth ManagementEdward Jones$9506-17-2016
John Bailey360 Wealth ManagementLPL Financial LLC LLC$6105-04-2016
Paige Leigh St. Martin360 Wealth Management, LLCLevel Four Advisory Services08-02-2018
John William McFarling360 Wealth Management, LLCEdward Jones11-16-2017
Brick P Parsons360 Wealth Management, LLCEdward Jones04-28-2017
Thomas Matthew Hubbell360 Wealth Management, LLCMaverick Wealth Management04-03-2017
James Kirby Webb360 Wealth Management, LLCEdward Jones02-23-2017
James Earl Webb II360 Wealth Management, LLCEdward Jones06-17-2016
Thomas Gerard Stecik360 Wealth Management, LLCSaunders And Associates12-13-2012
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Willie Gerald Warrington3rd Street Capital Management L.L.C.COMMONWEALTH ADVISORS INC03-18-2013
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Jason Donald Marty401k Investment ProfessionalsPackerland Brokerage Services, Inc.02-26-2016
William Joseph Stone46 and 2 Investment Advisors, LLCPlante Moran Financial Advisors12-20-2013
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway & Conger, Inc.06-23-2015
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
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Showing 101 to 125 of 101,079 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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