Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald James Zolfo83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC02-23-2016
Matthew Lawrence Schultz83rd St. Wealth Management, LLCWells Fargo Clearing Services, LLC09-29-2014
William Andrew Groth9258 Wealth Management, LLCNational Retirement Consultants Inc01-03-2020
Dean Robert Johns9258 Wealth Management, LLCJohn D. Dovich & Associates, LLC02-27-2019
Shawn Luther Fishbaugh9258 Wealth Management, LLCJohn D. Dovich & Associates, LLC01-24-2019
Peter C. Bohrofen9258 Wealth Management, LLCWells Fargo Clearing Services, LLC$2503-29-2018
Mark Scot Cone9258 Wealth Management, LLCRaymond James & Associates, Inc.01-09-2018
David Robert Baker93 Financial Group, LLCRaymond James Financial Services, Inc.04-13-2018
Kristen Sanders Leclair994 Group994 Group11-26-2018
Peter Daniel Markovich994 GroupKestra Investment Services, LLC09-29-2017
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.$5001-22-2019
Peter Frederic LengsfeldA & I Financial Services, LLCForta Financial Group, Inc.$2505-19-2017
Marla Anne MasonA & I Financial Services, LLCForta Financial Group, Inc.$2505-19-2017
Robert Schuler Eberhardt IIIA & I Financial Services, LLCAXA Advisors, LLC04-10-2013
Chad Michael HarmonA & I Financial Services, LLCAXA Advisors, LLC04-13-2010
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
James Philip WoodA Clear Strategy, LLCSignature Investments, Inc.01-14-2014
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
Vincent Joseph GiannattasioA&G Financial Management, LLCInstitutional Capital Management, Inc.10-15-2010
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Angela Renee O'KeefeA-Team Financial InvestmentsAccess Financial Group, Inc.08-21-2018
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Paul Francis NastasiA. J. Perry & Co.A. J. Perry & Co.04-27-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.