Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Chuo-Ju KuoAbundance Wealth Planning, LLCGriffin Black, Inc.06-05-2018
Rena Kay BreedingAbundant Capital Strategies LLCColumbia Benefits, LLC06-07-2016
Neil Von MahoneyABW Advisors, LLCCAMBRIDGE WEALTH COUNSEL11-02-2012
Avelino CortinaAC3 CapitalWells Fargo Clearing Services, LLC06-03-2011
Scott James SnyderAcadia Legacy GroupFoster Group, Inc.12-05-2017
Stacie Lynn BrassAccel Wealth Management LLCAccel Wealth Management01-16-2017
Scott Alan DurscherAccel Wealth Management LLCAccel Wealth Management01-16-2017
James Joseph OplotnikAccess Advisory Group LLCAccess Financial Resources Inc.02-02-2009
Michael Jacob McGuireAccess Financial Group, Inc.McGuire Capital Management, L.L.C.11-09-2017
Sherry Jean PraderAccess Financial Resources Inc.Arvest Wealth Management12-01-2016
Beth Ellen LewisAccess Financial Resources Inc.United Planners' Financial Services of America A Limited Partner10-06-2015
John Thomas ClementAccess Financial Resources Inc.Arvest Wealth Management01-26-2015
Stephen DudekAccess Investment Advisors IncBNY Mellon Securities Corporation01-02-2018
Mark William GeorgeAccord Capital Management, Ltd.Capital Markets IQ, LLC01-19-2017
Erin Michelle SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc07-03-2012
Andrew Lynn KernsAccountable Financial Planning LLCFee-Only Financial Planning, L.C.09-29-2009
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
David Joesph KlepeiszAccruent Wealth AdvisorsAmeriprise Financial Services, Inc.07-07-2015
Seung Hyun NamACE Diversified Capital, Inc.Hanmi Asset Securities, Inc.12-16-2010
Suhnghun SeongACE Diversified Capital, Inc.Etech Securities, Inc.08-20-2009
Kevin John McNabACE Wealth Partners, LLCTIAA-CREF Individual & Institutional Services, LLC07-13-2010
Mona JainACG Advisory Services IncPruco Securities, LLC.11-21-2018
Gregory SilbermanACG Investment Management LLCACG Wealth Inc.07-15-2016
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Veska Dimitrova KitaACI GroupAFC Asset Management Services, Inc.08-08-2012
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Showing 226 to 250 of 100,672 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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