Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy PearlAcorn Financial PlanningBuckingham Strategic Wealth07-25-2013
John K BleyaertAcorn Wealth Advisors, LLCLJPR FINANCIAL ADVISORS02-22-2016
Michael Fayette FarnsworthAcorn Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-11-2014
Brian James SmithAcropolis Investment Management, L.L.C.VALIC Financial Advisors, Inc.09-18-2018
Neil Wayne LambertACT AdvisorsLOWCOUNTRY INVESTMENT ADVISORS, INC.05-22-2015
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Mauricio RubioActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Benjamin Jorge LopezActinver Wealth Management, Inc.OPTIMA CAPITAL MANAGEMENT, INC.04-23-2014
Andrew John-Garrett MitchellAction Point Financial Planning, LLCNYLIFE Securities LLC01-23-2019
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Aaron Mathew WassenaarAction Point Retirement Group LLCAction Point Financial Planning, LLC11-25-2015
David Allen WagnerActive Investment Management LLCRidgeway & Conger, Inc.06-21-2016
Keith BoyakActuarial Direct LLCACTUARIAL MANAGEMENT COMPANY LLC03-08-2017
Zhiyi ZhouActuarial Direct LLCACTUARIAL MANAGEMENT COMPANY LLC03-08-2017
George Brailsford WislarAcuity Wealth Management, LLCOptimal Capital Advisors, LLC09-04-2013
Wendy Adair BrittonAdair Wealth ManagementNorthwest Asset Management10-11-2016
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Jeffrey Sherburne AdamsAdams Ashby Financial AdvisorsCitigroup Global Markets Inc.04-07-2009
Roderick Dhue Adams Jr.Adams Chetwood Wealth Management LLCWells Fargo Clearing Services, LLC05-29-2015
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Eugene Richard Adams Jr.Adams-Hansen & AssociatesGradient Securities, LLC01-29-2014
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
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Showing 251 to 275 of 100,672 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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