Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
Martin WeissA.G.P / Alliance Global PartnersNational Securities Corporation$2504-16-2019
Samuel J. SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.04-08-2019
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Melvin Jack LoeserA.G.P / Alliance Global PartnersEmpire Asset Management Company$10003-19-2019
David Alan BegleyA.G.P / Alliance Global PartnersAegis Capital Corp.02-08-2019
Rodolfo Andres SalgadoA.G.P / Alliance Global PartnersNational Securities Corporation02-06-2019
Gregory CharlotA.G.P / Alliance Global PartnersForesters Financial Services, Inc.02-05-2019
Matthew Brian GrosjeanA.G.P / Alliance Global PartnersForesters Financial Services, Inc.02-05-2019
Curtis John ReedA.G.P / Alliance Global PartnersAegis Capital Corp.01-31-2019
Bernardo PenaA.G.P / Alliance Global PartnersAegis Capital Corp.01-28-2019
Jean-Matthieu JosseA.G.P / Alliance Global PartnersAegis Capital Corp.11-02-2018
Charles Henry Garrido Jr.A.G.P / Alliance Global PartnersMcDonald Partners LLC$2510-30-2018
Henry William BerinsteinA.G.P / Alliance Global PartnersAegis Capital Corp.$15009-28-2018
Clinton O Mayer IIIA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Moss Jason PlaineA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Peter GoranitesA.G.P / Alliance Global PartnersAegis Capital Corp.07-20-2018
David Todd Johnson Sr.A.G.P / Alliance Global PartnersAegis Capital Corp.$5007-17-2018
Austin L ThielenA.G.P / Alliance Global PartnersRaymond James Financial Services, Inc.06-07-2018
Michael Francis ShillinA.G.P / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
Riccardo Maria RainieriA.G.P / Alliance Global PartnersMorgan Stanley$5004-16-2018
William H BooneA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Harry J. IoannouA.G.P / Alliance Global PartnersAegis Capital Corp.03-02-2018
Alejandro BarrientosA.G.P / Alliance Global PartnersAegis Capital Corp.03-01-2018
Keith Michael DonofrioA.G.P / Alliance Global PartnersAegis Capital Corp.03-01-2018
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Showing 276 to 300 of 182,437 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.