Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Sarah GrimmA.G.P / Alliance Global PartnersLPL Financial LLC$1005-01-2020
Ajit Bob AjmaniA.G.P / Alliance Global PartnersAegis Capital Corp.04-23-2020
Peter Edward MohanA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.07-20-2020
Gail Lowry ScurryA4 Wealth Advisors LLCPruco Securities, LLC.03-30-2016
John Burke BalcerzakA4 Wealth Advisors LLCTrident Investment Management Inc06-04-2010
Kevin Patrick HodsonAAFCPAs Wealth Management, LLCFerris Capital, LLC02-22-2019
Andrew Edmund HammondAAFCPAs Wealth Management, LLCStrategic Advisers LLC05-03-2017
Jonathan Seth BloomAAFCPAs Wealth Management, LLCSantander Securities LLC10-26-2016
Carmen Marie GrinkisAAFCPAs Wealth Management, LLCU.S. Wealth Management02-23-2016
Philip Joseph ChristianoAAFCPAs Wealth Management, LLC1st Global Capital Corp.09-19-2012
Brian Andrew JoyceAAFCPAs Wealth Management, LLCCSSC Brokerage Services, Inc.07-24-2012
Daniel Troy StidhamAAN Wealth Advisors LLCStrategic Planning Associates01-31-2020
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Konstantine William AndrakakosAaron Wealth AdvisorsNorthern Trust Securities, Inc.09-21-2018
Scott Allen FroemmingAbacus Investments, Inc.SII Investments, Inc.06-14-2012
Steven Mark BandyAbacus Investments, Inc.Wells Fargo Clearing Services, LLC$1009-29-2010
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Scott Kenneth ScheurenAbacus Investments, Inc.J.W. Cole Financial, Inc.07-30-2009
Mary Laird Whitmire GreenAbacus Planning Group, Inc.BECKWITH FINANCIAL ADVISORS, INC.07-15-2016
Marvin Witt JacksonAbacus Wealth Factors, LLCAlpha Financial Management, Inc.01-30-2017
Mary Beth PaviaAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Lauren Taylor BoyesAbacus Wealth PartnersRaymond James Financial Services, Inc.08-30-2018
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
Eileen Seeman FreiburgerAbacus Wealth PartnersESF FINANCIAL PLANNING GROUP11-21-2015
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Showing 326 to 350 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.