Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James Bruggemann Jr.Advisors Capital Management, LLCGirard Securities, Inc.04-29-2015
Jeffrey P DeissAdvisors Capital Management, LLCKestra Investment Services, LLC04-20-2015
Ann Catherine EisenhartAdvisors Capital Management, LLCWall Street Financial Group, Inc.05-01-2012
Nicholas John LetterAdvisors Management Group IncAXA Advisors, LLC03-04-2013
Rebecca Lyn AgamaiteAdvisors Management Group IncMetLife Securities Inc.03-09-2011
Stephen Edward MasulaAdvisors Wealth Management, IncCalifornia Financial Partners11-03-2014
Joseph Henrie Mccann IIIAdvisory Group Equity Services Ltd.Sword Securities LLC05-15-2019
Andrew Seth LabellAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.05-01-2019
Anthony W LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.03-25-2019
Patrick Charles VaughanAdvisory Group Equity Services Ltd.Bequia Securities, LLC01-24-2019
Richard Alan DryerAdvisory Group Equity Services Ltd.Lincoln Financial Securities Corporation11-13-2017
Robert Francis LabonteAdvisory Group Equity Services Ltd.Investacorp, Inc.09-19-2017
Gary Steven HimberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.03-09-2017
Stephen P. BalinskasAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-27-2017
Jerry Malcolm StuberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$21602-24-2017
Merle Mitsuo TanabeAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-22-2017
Robert WilliamsAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-21-2017
Wilder Douglas CarnesAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-17-2017
Todd Harris McKeeAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-17-2017
Robert Joseph DonofrioAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-17-2017
Patrick Jude BarrettAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$2502-17-2017
Thomas Michael DolanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$15002-16-2017
John Edward RickAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Renard Joseph DefilippoAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Catherine Priscilla Walsh-RooheAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
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Showing 326 to 350 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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