Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Francis BatkiewiczAdvanced Advisor Group, LLCVoya Financial Advisors, Inc.09-08-2016
George William LeistikowAdvanced Advisor Group, LLCWaddell & Reed09-07-2016
Brady Lynn HusbynAdvanced Advisor Group, LLCCommonwealth Financial Network01-19-2016
Tony WendelnAdvanced Asset Management Advisors, Inc.H. Beck, Inc.08-07-2017
Gabriel Allen JonesAdvanced Asset Management L.L.C.NAUTILUS FINANCIAL LLC05-08-2014
Randolf John AlbersAdvanced Financial ServicesAmerican Independent Securities Group, LLC03-21-2016
Robert Edward DiasAdvanced Financial ServicesSunset Financial Services, Inc.03-21-2012
Kevin Scott StapletonAdvanced Practice Advisors, LLCWells Fargo Clearing Services, LLC12-27-2016
Paul Curtis SpitzerAdvanced Practice Advisors, LLCConcert Wealth Management06-15-2010
Alex ShahidiAdvanced Research Investment Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-14-2014
Jeffrey Michael JustiAdvanced Retirement Solutions, LLCUnited Planners' Financial Services of America A Limited Partner$2506-30-2017
Soren Thomas ChristensenAdvanced Wealth Asset Management LLCG.F. Investment Services, LLC08-23-2017
Dwight D PetersonAdvantage Wealth AdvisorsLPL Financial LLC11-28-2017
Brandon Patrick HughesAdvenire Wealth ManagementFidelity Personal and Workplace Advisors10-04-2019
Earl Franklin Vaughn IIIAdvenire Wealth ManagementAltruistic Investing09-11-2019
Ryan D NaugleAdvice & Planning Services LLCG.F. Investment Services, LLC$2505-20-2016
Mark David AlbersAdvicePeriod, LLCWipfli Financial Advisors, LLC09-24-2020
Brett Matthew NelsonAdvicePeriod, LLCVoya Financial Advisors, Inc.09-10-2020
Matthew N WallenAdvicePeriod, LLCNorthwestern Mutual Investment Services, LLC08-26-2020
Laurel Beth MannAdvicePeriod, LLCPurus Wealth Management, LLC06-23-2020
Robyn J MauntonAdvicePeriod, LLCPersonal Capital Advisors Corporation01-10-2020
James ShagawatAdvicePeriod, LLCSHAGAWAT FINANCIAL ADVISORS, LLC DBA WINDFALL WEALTH ADVISORS09-03-2019
Megan Mcneill LogeeAdvicePeriod, LLCStrategic Point Investment Advisors LLC03-26-2019
Christine H CanapariAdvicePeriod, LLCStrategic Point Investment Advisors LLC03-25-2019
Jacqueline Marie LewisAdvicePeriod, LLCWells Fargo Clearing Services, LLC02-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.