Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Byron Mermilliod20/20 Capital Management, IncCambridge Investment Research, Inc.02-24-2020
Edward Arthur Mckelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
Joel Arthur Beyer215 Advisors, LLCTres Wealth Management Group LLC05-13-2016
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
Adam Keith Harrop3 Peaks FinancialFirst Heartland Consultants, Inc.02-10-2020
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.$2507-14-2015
Douglass William List31 Moorgate, Inc.31MOORGATE, INC.06-17-2020
Greg Wayne Wilson323 Wealth Management, LLCCharles Schwab & Co., Inc.03-12-2020
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
Larry Silverman Amy Legate360 Wealth ManagementLPL Financial LLC$6511-01-2016
Rick Brown Grant Brown360 Wealth ManagementLPL Financial LLC$6009-29-2016
John Bailey360 Wealth ManagementLPL Financial LLC$6105-04-2016
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
James Earl Webb360 Wealth ManagementEdward Jones$9506-17-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Joshua Daniel Krafchick369 Financial LLCStandfast Asset Management, LLC04-21-2020
Delford Paul McCallister II3CM Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2020
Michael Paul Otterson3D Asset Management, Inc.Pogson & Matt Wealth Management Group, LLC05-14-2020
James Louis Matt3D Asset Management, Inc.Pogson & Matt Wealth Management Group, LLC03-26-2020
Willie Gerald Warrington Jr3rd Street Capital Management L.L.C.COMMONWEALTH ADVISORS INC03-18-2013
Phillip Todd Childers4 Star Advisory Services LLCHorter Investment Management, LLC11-05-2019
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.