Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ward Wesley Molen1st Global Capital Corp.Cetera Advisors LLC03-15-2017
James A. Franklin1st Global Capital Corp.Cetera Advisors LLC$1003-15-2017
Jeremy Callegan1st Global Capital Corp.John Hancock Distributors LLC02-22-2017
Sandra Sue Cummins1st Global Capital Corp.Raymond James & Associates, Inc.02-03-2017
Kathryn Eugenia Redden1st Global Capital Corp.Ronald Blue & Co. LLC01-25-2017
Gary Moore Huggett1st Global Capital Corp.1st Global Capital Corp.01-23-2017
Kevin Scott McClelland1st Global Capital Corp.Umpqua Investments, Inc.$2401-11-2017
Katherine Carmichael Morosani1st Global Capital Corp.INVEST Financial Corporation12-02-2016
Ryan P. Fischer1st Global Capital Corp.USAA Financial Advisors, Inc.11-04-2016
Bruce Stanley Hesse1st Global Capital Corp.Private Advisor Group, LLC$4811-03-2016
Joel Conrad Thomas Jr.1st Global Capital Corp.1st Global Capital Corp.$15010-03-2016
Blake B. Willcox1st Global Capital Corp.BancWest Investment Services, Inc.09-20-2016
Alan Wesley Thompson1st Global Capital Corp.CSSC Brokerage Services, Inc.08-31-2016
Erik George Ford1st Global Capital Corp.Ford Wealth Management LLC$5007-29-2016
Christopher Brian Jones1st Global Capital Corp.MetLife Securities Inc.07-08-2016
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Brennan Michael Hollenbeck1st Global Capital Corp.Oppenheimer & Co. Inc.$10003-25-2016
Dane Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
Joseph B. Johnson1st Global Capital Corp.Umpqua Investments, Inc.03-17-2016
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.01-07-2016
David Bruce Bunge1st Global Capital Corp.Cetera Financial Specialists LLC12-16-2015
Dallas Anthony Lopez1st Global Capital Corp.First Command Financial Planning, Inc.12-08-2015
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
Brian Dale Trowbridge1st Global Capital Corp.Next Financial Group, Inc.12-02-2015
Laura A Cooley1st Global Capital Corp.Cetera Advisors LLC11-13-2015
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Showing 51 to 75 of 182,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.