Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Alan Dickerson1st Global Capital Corp.Edward Jones$1008-03-2011
Kevin D. Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Jeffrey Scott McCorkendale1st Global Capital Corp.Edward Jones$2511-15-2010
Timothy James Harrington1st Global Capital Corp.Triad Advisors LLC06-15-2010
Damien Joseph Paumi1st Global Capital Corp.Ameriprise Financial Services, Inc.$15004-06-2010
Jeffrey Philip Murry1st Global Capital Corp.Cetera Investment Services LLC03-29-2010
Jeanne Yi Lee Duce1st Global Capital Corp.The Strategic Financial Alliance, Inc.01-04-2010
Carey Velmont Downing Jr.1st Global Capital Corp.HD Vest Investment Services10-06-2009
Jerry Ward1st Global Capital Corp.HD Vest Investment Services09-17-2009
Donald William Whitman1st Global Capital Corp.Woodbury Financial Services, Inc.08-05-2009
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation07-13-2009
Jason Thomas Ice1st Global Capital Corp.Ameriprise Financial Services, Inc.$5007-01-2009
Michele E. Tremblay1st Global Capital Corp.Park Avenue Securities LLC05-15-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.04-07-2009
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.01-30-2009
Edward Arthur McKelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.07-14-2015
Michael Anthony Rogers360 FinancialCommonwealth Financial Network08-30-2013
Thomas Arden Whitnah360 FinancialCommonwealth Financial Network08-30-2013
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
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Showing 76 to 100 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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