Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Eisele Parks1st Global Capital Corp.Lincoln Financial Advisors Corporation$10009-02-2015
Donald Ray Rodgers Jr.1st Global Capital Corp.Hornor, Townsend & Kent, LLC08-25-2015
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Shanth Kumar David1st Global Capital Corp.Prospera Financial Services, Inc.06-10-2015
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC06-03-2015
Angie O. Lockard1st Global Capital Corp.Cetera Financial Specialists LLC04-29-2015
Tiffani Leah Davey1st Global Capital Corp.USAA Financial Advisors, Inc.03-25-2015
Michael Otto Kurz1st Global Capital Corp.ALPS Distributors, Inc.03-20-2015
Dennis A Castiglia1st Global Capital Corp.1st Global Capital Corp.03-10-2015
Gary Dean Kronmiller1st Global Capital Corp.1st Global Capital Corp.02-12-2015
Ryan Scott Cook1st Global Capital Corp.Lincoln Financial Advisors Corporation01-06-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Mindy Denell Lemoine1st Global Capital Corp.VALIC Financial Advisors, Inc.09-04-2014
Janet Denise Sharp1st Global Capital Corp.Kestra Investment Services, LLC08-06-2014
Diane Frances De Oliveira1st Global Capital Corp.R.G Hurley & Associates, Inc.07-28-2014
Ronald Vincent Donato Jr.1st Global Capital Corp.Valley Forge Asset Management, LLC$5002-24-2014
Michael Domingue1st Global Capital Corp.MML Investors Services, LLC01-29-2014
Alison Elizabeth Painter1st Global Capital Corp.Rogan & Associates, Inc.$5001-07-2014
Amber Crystal Gruenloh1st Global Capital Corp.Pruco Securities, LLC.11-12-2013
Laura Lea Witt1st Global Capital Corp.Capital One Investment Services LLC10-23-2013
Shilpi Mcgrath1st Global Capital Corp.Hilltop Securities Independent Network Inc.10-02-2013
Nordell George Griebel1st Global Capital Corp.ProEquities, Inc.08-05-2013
Teri Lee Eddy1st Global Capital Corp.Honkamp Krueger Financial Services Inc$1008-05-2013
Matthew James Anderson1st Global Capital Corp.Tuttle Wealth Management, LLC06-07-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.