Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael HarmonA & I Financial Services, LLCEquitable Advisors, LLC$15004-13-2010
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Nick GuidaA Better Way Financial, LLCRetirement Wealth Advisors, Inc.08-21-2019
Adam Michael BlockiA Smarter Way to Invest, Inc.Sigma Financial Corporation08-02-2017
Vincent Joseph GiannattasioA&G Financial Management, LLCInstitutional Capital Management, Inc.10-15-2010
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Angela Renee OKeefeA-Team Financial InvestmentsAccess Financial Group, Inc.08-21-2018
Albert Gary ShillingA. Gary Shilling & Co.Thornhill Securities, Inc.04-25-2017
Anatoly Tony ZubanA. To Z. Financial Consulting and Wealth ManagementICMA-RC Services, LLC09-05-2014
Eric Albert ImbueltenA.E.I. Financial GroupGradient Advisors, LLC02-12-2020
Alexander Gould Campbell IiiA.G. Campbell Advisory, LLCFairport Capital, Inc.$10003-27-2012
Edward Sokolosky Shane SullivanA.G. Edwards & SonsWells Fargo Clearing Services, LLC$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Clearing Services, LLC$3801-04-2010
Ian Keith DietzA.G.P / Alliance Global PartnersLPL Financial LLC$12509-22-2020
Wayne Warren Roser IIA.G.P / Alliance Global PartnersNational Securities Corporation09-14-2020
Keith Jarrett RavodowitzA.G.P / Alliance Global PartnersHerbert J. Sims & Co, Inc.08-28-2020
Peter Edward MohanA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.$10007-20-2020
Scott Alden WashburnA.G.P / Alliance Global PartnersAegis Capital Corp.$10007-16-2020
Lawrence R MelcerA.G.P / Alliance Global PartnersStoever, Glass & Company Inc.07-01-2020
Ross Evan GladstoneA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC06-28-2020
John William RahoA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC06-28-2020
Gregory Davis WoodbyA.G.P / Alliance Global PartnersColumbus Advisory Group, Ltd.05-21-2020
Janet Sarah GrimmA.G.P / Alliance Global PartnersLPL Financial LLC05-01-2020
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Showing 101 to 125 of 107,627 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.