Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ajit AjmaniA.G.P / Alliance Global PartnersAegis Capital Corp.04-23-2020
Elias Stephen PritsoulisA.G.P / Alliance Global PartnersAegis Capital Corp.04-02-2020
Jean Pier SuarezA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC03-13-2020
Richard William VincentA.G.P / Alliance Global PartnersUBS Financial Services Inc.$11802-24-2020
Christopher Scott HamiltonA.G.P / Alliance Global PartnersEdward Jones$5001-23-2020
Barry A MillsA.G.P / Alliance Global PartnersAegis Capital Corp.01-21-2020
David Elliott HermanA.G.P / Alliance Global PartnersAegis Capital Corp.$10001-02-2020
Bernard Michael LherissonA.G.P / Alliance Global PartnersAegis Capital Corp.$11812-23-2019
Salvatore John RenzoA.G.P / Alliance Global PartnersAegis Capital Corp.$3911-06-2019
Sanford Elliott SteinbergA.G.P / Alliance Global PartnersAegis Capital Corp.$5010-04-2019
Darrell Thomas ReedA.G.P / Alliance Global PartnersIfs Securities09-27-2019
Charles Eric LundbladeA.G.P / Alliance Global PartnersEdward Jones$11008-23-2019
Raymond Anthony Asmar JrA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$2508-16-2019
Lance Mitchell KlugerA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$1008-16-2019
Mark Matthew MartiakA.G.P / Alliance Global PartnersPremier Wealth Advisors, LLC$15008-08-2019
Eric H ZoldanA.G.P / Alliance Global PartnersCalton & Associates, Inc.07-29-2019
Ben David DembinA.G.P / Alliance Global PartnersMorgan Stanley$5405-15-2019
Alexander A RazumnyA.G.P / Alliance Global PartnersAegis Capital Corp.05-07-2019
John Patrick Harty IIIA.G.P / Alliance Global PartnersAegis Capital Corp.05-02-2019
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
Martin WeissA.G.P / Alliance Global PartnersNational Securities Corporation$2504-16-2019
Samuel J SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.04-08-2019
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Melvin Jack LoeserA.G.P / Alliance Global PartnersEmpire Asset Management Company03-19-2019
David Alan BegleyA.G.P / Alliance Global PartnersAegis Capital Corp.02-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.