Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert O. Eck Jr.1st Global Capital Corp.Wealth Management Services, LLC04-17-2009
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.04-07-2009
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Paul Francis Schafer1st Global Capital Corp.Wealth Management Services, LLC02-09-2009
Alvin Clifford Hailstorks1st Global Capital Corp.PFS Investments Inc.02-05-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.01-30-2009
Philip Joseph Christiano1st Global Capital Corp.LPL Financial LLC01-08-2009
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Michael Peter Duprey1st Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Kirk Taylor1st Portfolio Wealth Advisors1ST Portfolio, Inc.08-25-2015
William Kirk Taylor1ST Portfolio, Inc.Capitol Securities Management, Inc.$5010-25-2011
Jeffrey Byron Mermilliod20/20 Capital Management, IncCambridge Investment Research, Inc.02-24-2020
Jeffrey James Heitzman20/20 Capital Management, IncCetera Advisors LLC$5011-17-2017
Bartley Arthur Corfee20/20 Capital Management, IncCetera Advisors LLC$2511-15-2017
Hanna Christel Fleck20/20 Capital Management, IncCambridge Investment Research, Inc.$1008-11-2017
Edward Arthur McKelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
Joel Arthur Beyer215 Advisors, LLCTres Wealth Management Group LLC05-13-2016
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
Adam Keith Harrop3 Peaks FinancialFirst Heartland Consultants, Inc.02-10-2020
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.$2507-14-2015
Timothy Robert Brown360 Family Office360 Family Office01-17-2018
Dean Rowbotham360 Family Office360 Family Office01-17-2018
Timothy Robert Brown360 Family OfficeKestra Investment Services, LLC$1009-07-2012
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Showing 151 to 175 of 182,437 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.