Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony J. Seifert360 Financial Partners, LLCSterne Agee Asset Management, Inc.02-25-2016
Michael Edward Shelton360 Financial Solutions, LLCVoya Financial Advisors, Inc.05-19-2016
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
Marcos Hugo Lira360Dividends360Dividends01-29-2019
Marcos Hugo Lira360Dividends360Dividends01-29-2016
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
James Louis Matt3D Asset Management, Inc.Pogson & Matt Wealth Management Group, LLC03-26-2020
John Arthur O'Connor3D Asset Management, Inc.3D Asset Management, Inc.09-21-2016
Willie Gerald Warrington3rd Street Capital Management L.L.C.COMMONWEALTH ADVISORS INC03-18-2013
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Richard Allen Vaughan401k Advisory Group, Inc.Centaurus Financial, Inc.$15001-05-2010
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Roy Edward Kelsey Jr.401k GenerationSkyView Wealth Management, LLC03-08-2018
Albert Pingree Herzog III401K GPS401 (K) Gps, Inc.$10012-03-2013
Michael Robert Chechel Jr.401K GPS401 (K) Gps, Inc.12-03-2013
Adam R. Kulesza401K GPS401 (K) Gps, Inc.$2512-03-2013
Bradford John Jakel401k Investment ProfessionalsPackerland Brokerage Services, Inc.$1010-13-2017
Jason Donald Marty401k Investment ProfessionalsPackerland Brokerage Services, Inc.02-26-2016
Blaine Patrick Werner44 Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2020
Blaine Patrick Werner44 Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
William Joseph Stone46 and 2 Investment Advisors, LLCPlante Moran Financial Advisors12-20-2013
Lawrence Eliot Zimbler4Square Advisory Services, Inc.Ridgeway & Conger, Inc.06-23-2015
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.