Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle JonesA.G.P. / Alliance Global PartnersEdward Jones08-08-2014
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Matt WardA.G.P. / Alliance Global PartnersNational Securities Corporation$10004-04-2012
Eric Alfred BoeghA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-04-2012
Brandon Michael FullerA.G.P. / Alliance Global PartnersSecurian Financial Services, Inc.07-19-2011
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Thomas Howard ArthurA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-19-2010
James Ralph AshA.H. Williams & Company, L.P.Wright Investors' Service Distributors, Inc.09-26-2016
Gail Lowry ScurryA4 Wealth Advisors LLCPruco Securities, LLC.03-30-2016
Kevin Patrick HodsonAAFCPAs Wealth Management, LLCFerris Capital, LLC02-22-2019
Andrew Edmund HammondAAFCPAs Wealth Management, LLCFidelity Brokerage Services LLC05-03-2017
Jonathan Seth BloomAAFCPAs Wealth Management, LLCSantander Securities LLC10-26-2016
Carmen Marie GrinkisAAFCPAs Wealth Management, LLCU.S. Wealth Management02-23-2016
Joel AronsonAAFCPAs Wealth Management, LLCCSSC Brokerage Services, Inc.07-25-2012
Scott Allen FroemmingAbacus Investments, Inc.SII Investments, Inc.06-14-2012
Jan Howard JohnsonAbacus Investments, Inc.M&I Financial Advisors, Inc.09-14-2009
Scott Kenneth ScheurenAbacus Investments, Inc.J.W. Cole Financial, Inc.07-30-2009
Marvin Witt JacksonAbacus Wealth Factors, LLCAlpha Financial Management, Inc.01-30-2017
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
Eileen Seeman FreiburgerAbacus Wealth PartnersESF FINANCIAL PLANNING GROUP11-21-2015
Jana Elizabeth DavisAbacus Wealth PartnersESF FINANCIAL PLANNING GROUP11-19-2015
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Gabriel Stephen BrennerAbacus Wealth PartnersNEXT STEP WEALTH, LLC12-22-2014
Alan Blum UngarAbacus Wealth PartnersCRITICAL CAPITAL MANAGEMENT, INC.05-08-2014
Lara Gaston LambAbacus Wealth PartnersLAMB FINANCIAL PLANNING, LLC08-27-2013
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Showing 176 to 200 of 100,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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