Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Terrence Michael Heafey4Wealth Advisors, Inc.Investment Planners, Inc.$10007-31-2017
Ryan F. Kavois4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Christopher C. Gonzales4Wealth Advisors, Inc.Investment Planners, Inc.07-31-2017
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Kevin J McCabe5C Capital Management, LLCCLARK DODGE ASSET MANAGEMENT, LLC04-18-2017
Andrew John Mies6 Meridian LLCMorgan Stanley$10009-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley$10009-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley$29209-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Darryl Wayne Bryant6th Street Advisors, LLCMeld Financial, Inc.03-17-2011
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Joseph Charles Arant7300 Wealth Management, LLC.Wells Fargo Clearing Services, LLC07-26-2017
Lane Erron Ewton7300 Wealth Management, LLC.Waddell & Reed07-29-2016
William Knox Lang7B Advisors LLCMorgan Stanley08-12-2020
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
Thomas Marc Young7th Harvest InvestmentsHilltop Securities Independent Network Inc.05-20-2017
Chester Anderson III7th Harvest InvestmentsTrustmont Financial Group, Inc.$5005-12-2015
Phillip C Washington Jr.7th Harvest InvestmentsNorthwestern Mutual Investment Services, LLC06-03-2014
« Previous PageNext Page »

Showing 201 to 225 of 182,298 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.