Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Dave Steed'A' Street Financial Advisors, Inc.Raymond James Financial Services, Inc.08-23-2012
Leeann Leske1 BLUEBILL FinancialAmeriprise Financial Services, Inc.06-20-2017
Jenna Lucille Biancavilla17 Capital Partners, LLCBerthel, Fisher & Company Financial Services, Inc.03-30-2016
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Ron Yosef Eisner1818 Private Client Group, LLCLeumi Investment Services Inc.07-25-2019
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ashley Summers Tabb1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.09-17-2015
Heath Gary Goldstein1st Financial Investment, Inc.Calton & Associates, Inc.05-17-2016
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC11-18-2011
Michael Sam Busico1st Financial Planning Group, Inc.Gradient Advisors, LLC11-17-2015
Steven Edward Brendle1st Global Advisors IncBrendle Financial Group, LLC08-17-2018
Bruce Eric Rawdin-Baron1st Global Advisors IncReason Financial01-02-2018
Matthew Braden Denny1st Global Advisors IncNorthstar Financial Services, Inc.01-04-2013
Stephen Paul Regouby1st Global Advisors IncUnion Financial Advisors, Inc.10-28-2010
Thad Myron Miers1st Global Advisors IncWealth Advisors, Inc.08-03-2009
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Nathan M. Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services02-11-2019
Valerie McLaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Next Page »

Showing 1 to 25 of 101,352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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